Mary Burnham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Burnham, who also goes by Mary Burham, Mary Fredericks, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2006. Mary had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2010 - August 30, 2012
ESSEX NATIONAL SECURITIES, LLC
November 10, 2010 - March 7, 2014
ESSEX NATIONAL SECURITIES, LLC
November 13, 2009 - November 3, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - November 3, 2010
PNC WEALTH MANAGEMENT LLC
March 27, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
March 11, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
November 7, 2007 - February 20, 2009
FIFTH THIRD SECURITIES, INC.
May 3, 2006 - February 20, 2009
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
