Pierre V. Begin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre Viateur Begin was a registered financial professional .
Pierre is a previously registered financial professional and started their career in finance in 2006. Pierre had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2023 - May 9, 2023
ALPS DISTRIBUTORS, INC.
December 8, 2021 - December 31, 2022
IMST DISTRIBUTORS, LLC
January 4, 2021 - September 3, 2021
AMUNDI ASSET MANAGEMENT US, INC.
August 22, 2016 - December 31, 2020
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
August 3, 2016 - September 3, 2021
AMUNDI DISTRIBUTOR US, INC.
February 14, 2011 - June 30, 2016
PIMCO INVESTMENTS LLC
June 27, 2006 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
March 13, 2006 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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