Mark S. Pesavento

FOREST ASSET MANAGEMENT

RIVERSIDE, IL 60546

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CRD#: 5109157

Professional summary

Mark Stephen Pesavento, CFP® is a registered financial advisor currently at FOREST ASSET MANAGEMENT LLC located in Riverside, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 1 firm .

Core Areas of Focus

Business Owners

Entrepreneurs

High Net Worth Client Needs

Medical Professionals

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?

Investment Planning

Business Succession Planning

Tax Planning

Retirement Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Pesavento's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

April 24, 2006 - Present

FOREST ASSET MANAGEMENT LLC

Office #1: 345 E. Burlington Street Suite C1, Riverside, IL 60546

RIA

CRD#: 139795

RIVERSIDE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOREST ASSET MANAGEMENT LLC

CRD#: 139795 / SEC#: 801-120899

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/24/2006)

IAR

Indiana
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FOREST ASSET MANAGEMENT LLC

CRD#: 139795 / SEC#: 801-120899

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/11/2021 Terminated)

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Contact information

Main Address

345 E. Burlington Street Suite C1, Riverside, IL 60546

Mailing Address

Phone number

(708) 447-7086

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOREST ASSET MANAGEMENT LLC FORM ADV PART 2A (2/20/2026)

Regulatory assets under management

Total Number of Accounts	468
AUM (Assets Under Management)	$ 230,712,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark S. Pesavento

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Pesavento's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREST ASSET MANAGEMENT LLC

Primary Firm SEC Registration

FOREST ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

FOREST ASSET MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOREST ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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