Mark S. Pesavento
FOREST ASSET MANAGEMENT LLC
RIVERSIDE, IL 60546
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CRD#: 5109157
Professional summary
Mark Stephen Pesavento, CFP® is a registered financial advisor currently at FOREST ASSET MANAGEMENT LLC located in Riverside, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 1 firm .
Question & Answer
What are your service offerings?
Investment Planning
Business Succession Planning
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
High Net Worth Client Needs
Medical Professionals
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLECO INDUSTRIAL FASTENERS INC. CO.; 16701 LATHROP AVENUE, HARVY, IL 60426; NOT INVESTMENT-RELATED; PRESIDENT AND 100% OWNER SINCE JANUARY 2024; FINANCIAL CONSULTANT AND 1/2 SHAREHOLDER FROM AUGUST 2008 THROUGH DECEMBER 31, 2023; 20-40 HOURS PER MONTH. NO DAILY RESPONSIBILITIES, DOES SERVE AS THE OUTSIDE CONTROLLER. 2) MARK S. PESAVENTO, LLC; 345 E BURLINGTON STE C1, RIVERSIDE, IL 60546; NOT INVESTMENT RELATED; BUSINESS CONSULTANT AND 100% OWNER; 40-60 HOURS PER MONTH; PROVIDES BUSINESS CONSULTING, TRANSITION, AND VALUATION SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Mark Stephen Pesavento's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
April 24, 2006 - Present
FOREST ASSET MANAGEMENT LLC
Office #1: 345 E. Burlington Street Suite C1, Riverside, IL 60546RIA
CRD#: 139795
RIVERSIDE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOREST ASSET MANAGEMENT LLC
FOREST ASSET MANAGEMENT LLC
CRD#: 139795 / SEC#: 801-120899
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)Illinois
Registered Investment Advisory firm - (5/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/24/2006)
IAR
Indiana(10/31/2024)
Exams
Current Firm
FOREST ASSET MANAGEMENT LLC
FOREST ASSET MANAGEMENT LLC
CRD#: 139795 / SEC#: 801-120899
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)Illinois
Registered Investment Advisory firm - (5/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
345 E. Burlington Street Suite C1, Riverside, IL 60546
Mailing Address
Phone number
(708) 447-7086
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 456 |
| AUM (Assets Under Management) | $ 198,305,621 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
