Jasper E. Mallard

FISHER\SMB

Vancouver, WA 98684

Some features on this profile are disabled

CRD#: 5109140

Professional summary

Jasper Elwood Mallard is a registered financial advisor currently at FISHER\SMB located in Vancouver, Washington.

Jasper is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jasper has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jasper Elwood Mallard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2024 - Present

FISHER\SMB

Office #1: 222 Ne Park Plaza Drive Suite 205, Vancouver, WA 98684

RIA

CRD#: 331205

Vancouver, WA

Past

March 16, 2022 - July 3, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

Camas, WA

Past

January 5, 2016 - February 8, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Santa Barbara, CA

Past

January 4, 2016 - December 8, 2020

HUB INTERNATIONAL INVESTMENT SERVICES INC.

RIA

CRD#: 150252

Santa Barbara, CA

Past

January 4, 2016 - February 8, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Santa Barbara, CA

Past

January 4, 2016 - February 23, 2022

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CRD#: 150252

KANSAS CITY, MO

Past

January 3, 2012 - January 5, 2016

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Santa Barbara, CA

Past

January 3, 2012 - January 5, 2016

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

Santa Barbara, CA

Past

January 19, 2007 - December 31, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CARLSBAD, CA

Past

September 8, 2006 - December 31, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CARLSBAD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(7/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2006

General Securities Representative Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jasper E. Mallard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jasper Elwood Mallard's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2006

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

Similar Advisors