John V. Doukas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Victor Doukas was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2022 - May 16, 2025
BREN VENTURES LLC
July 12, 2022 - November 1, 2022
TEXTURE CAPITAL, INC.
September 15, 2020 - May 13, 2022
LEX
July 30, 2019 - September 23, 2020
INDEPENDENT BROKERAGE SOLUTIONS LLC
October 1, 2008 - February 2, 2010
J.P. MORGAN SECURITIES LLC
April 17, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/30/2019
General Securities Representative ExaminationCurrent Firm
BREN VENTURES LLC
CRD#: 139768 / SEC#: , 8-67245
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BREN, JONATHAN PETER | MANAGING MEMBER/CCO | |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
