Denise H. Farkas
Professional summary
Denise Helen Farkas, who also goes by De Chiu, Denise Helen Chiu, Denise Chiu, Denise Farkas, is a registered financial advisor currently at SAGE RHINO CAPITAL LLC located in Menlo Park, California.
Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Denise has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Denise Helen Farkas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2017 - Present
SAGE RHINO CAPITAL LLC
Office #1: 101 Jefferson Drive, Menlo Park, CA 94025August 2, 2012 - December 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2012 - December 19, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 11, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 11, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 27, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
SAGE RHINO CAPITAL LLC
CRD#: 290148 / SEC#: 801-112150
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/15/2017)
Exams
Current Firm
SAGE RHINO CAPITAL LLC
CRD#: 290148 / SEC#: 801-112150
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,441 |
| AUM (Assets Under Management) | $ 787,017,457 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
SAGE RHINO CAPITAL LLC
CRD#: 290148Menlo Park, CA 94025TRUST BUT VERIFY
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