MP
Mary C. Proctor
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CRD#: 5108682
MP
Mary Catherine Proctor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Catherine Proctor, who also goes by Mary Proctor Laethem, Mary Proctor, Mollie Proctor, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2010. Mary had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Mary Proctor Laethem | Mary Proctor | Mollie Proctor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Michigan Trout Unlimited Challenge Chapter Investment Related: No Address: P. O. Box 250114 Franklin MI 48025 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Bank or Credit Union Position, Title or Relationship: At Large Board member and Treasurer Start Date: 9/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours / month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board member ; duties processing receipts from our Challenge Chapter river guides sold in fly shops throughout the state and distribute annually those funds to conservation and fly fishing organizations. Bus Name: JPStudinger Group Investment Related: Yes Address: 100 W Long Lake Road, Suite 120 Bloomfield Hills MI 48304 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Field Assistant Start Date: 5/22/2017 Hours / month: 100%+ (More than 160 hours) Hours / month during trading hours: 91% - 100% (127 - 140 hours) Duties: administrative support and trading activities under the direction of James Studinger. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Field Assistant Start Date: 5/22/2017 Hours / month: 100%+ (160+ hours) Hours / month during trading hours: 91% - 100% (127 - 140 hours) Duties: To support JPStudinger Group in practice; administrative support and trading activities under the direction of James Studinger. Bus Name: Christ Church Cranbrook; Trustee of Parish Endowment Fund; Investment Committee Investment Related: Yes Address: 470 Church Road Bloomfield Hills MI 48304 Nature of Business: Board Position Position, Investment Committee member; Trustee of Parish Endowment Fund: Vestry member from 2018-2020 Start Date: 6/1/2013 Hours / month: 0% - 10% (0 - 16 hours) Hours / month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sit on Investment Committee with 12 others; review portfolio performance and vote on recommended changes made by investment advisors; approve quarterly distributions of endowment funds. Vestry members vote to approve proposed activities from standing committees. Similar responsibilities as a Board of Trustees for the church overseeing the operation of the church. Bus Name: Christ Church Cranbrook Capital Campaign Co-Chair Investment Related: No Address: 470 Church Road Bloomfield Hills MI 48304 Nature of Business: Other Other/None of the Above Organizational/Administration of campaign Position, Title or Relationship: Co-Chair of Campaign Start Date: 5/14/2019 Hours/ month: 11% - 20% (17 - 32 hours) Hours / month during trading hours: 0% - 10% (0 - 14 hours) Duties: Organize the volunteers who will be asking for pledges to the campaign. Asking others to participate in the campaign. Conducting meetings and reporting progress. Bus Name: ST ANNE'S MEAD BOARD OF TRUSTEES POSITION: Board of Trustee NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/27/2022 ADDRESS: 16106 W Twelve Mile Rd, Southfield MI 48076, United States DESCRIPTION: Establish policies for and oversee Bus Name: JPSTUDINGER WEALTH ADVISORS POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 220 SECURITIES TRADING HOURS: 32 START DATE: 01/22/2025 ADDRESS: 800 W Long Lake Rd, Suite 160, Bloomfield Hills MI 48302, United States DESCRIPTION: Client relationship management; financial planning, trading, investment strategies and asset allocation; insurance and annuity development and management; monitor operations and compliance; office management and strategic planning.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 23, 2017 - January 30, 2026
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Bloomfield Hills, MI
Past
May 23, 2017 - January 30, 2026
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Bloomfield Hills, MI
Past
March 22, 2012 - October 14, 2016
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BIRMINGHAM, MI
Past
March 21, 2012 - October 14, 2016
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BIRMINGHAM, MI
Past
December 13, 2011 - March 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TROY, MI
Past
December 7, 2011 - March 6, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TROY, MI
Past
May 26, 2010 - January 12, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLOOMFIELD HILLS, MI
Past
March 15, 2010 - January 12, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
BLOOMFIELD HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
