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Devin Paul Anderson

CONVEXITAS
CHICAGO, IL
·CRD# 5108207·20 years experience

Professional Summary

Devin Paul Anderson, who also goes by Devin Anderson, is a registered financial advisor currently at CONVEXITAS located in Chicago, Illinois. Devin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Devin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Devin Anderson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CONVEXITAS·CRD# 315145
RIA
444 N Wabash Ave Suite 300, Chicago, IL 60611
October 18, 2021 - Present
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 6, 2006 - January 4, 2021

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Current Firm

CO
CONVEXITAS

CONVEXITAS | CONVEXITAS, LLC

CRD#: 315145 / SEC#: 801-132451
RIA
Registered Investment Advisory firm - SEC (4/18/2025 Approved)
Illinois
Registered Investment Advisory firm - Illinois (6/24/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

444 W Lake Street 17th Floor, Chicago, IL 60606

Phone Number

(312) 210-9650

# of Employees

4

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CONVEXITAS, LLC FORM ADV PART 2A 9/24/2025 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

11

AUM (Assets Under Management)

$151,296,196

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
IllinoisERA - Withdrawn8/25/2021

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CONVEXITAS

CONVEXITAS | CONVEXITAS, LLC

CRD#: 315145 / SEC#: 801-132451
RIA
Registered Investment Advisory firm - SEC (4/18/2025 Approved)
Illinois
Registered Investment Advisory firm - Illinois (6/24/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2006About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 2006About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2015About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Devin Paul Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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