Teresa H. Grobecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Hyang Seob Grobecker, who also goes by Teresa Hyang Seob Grobecker, Teresa H Rabenberg, Teresa Hyang Seob Rabenberg, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2006. Teresa had worked at 5 firms and has passed the Series 66, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2021 - June 7, 2022
IOI CAPITAL AND MARKETS, LLC
February 7, 2019 - August 2, 2021
US CAPITAL GLOBAL SECURITIES, LLC
August 11, 2009 - November 5, 2009
ALAMO CAPITAL
August 7, 2009 - November 5, 2009
ALAMO CAPITAL
February 7, 2007 - November 2, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 2007 - November 2, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2006 - August 3, 2006
WELLS FARGO INVESTMENTS, LLC
April 26, 2006 - August 3, 2006
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 82TO
Date: 2/7/2019
Limited Representative-Private Securities OfferingsCurrent Firm
IOI CAPITAL AND MARKETS, LLC
CRD#: 290944 / SEC#: , 8-70045
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
