Richard W. Bond

ATTICUS WEALTH MANAGEMENT

ATLANTA, GA

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CRD#: 5107640

Professional summary

Richard Watts Bond is a registered financial advisor currently at ATTICUS WEALTH MANAGEMENT located in Atlanta, Georgia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Richard has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Watts Bond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

ATTICUS WEALTH MANAGEMENT

RIA

CRD#: 296949

ATLANTA, GA

Past

July 2, 2009 - September 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ATLANTA, GA

Past

July 2, 2009 - September 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ATLANTA, GA

Past

May 16, 2006 - June 16, 2009

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

March 23, 2006 - June 16, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/8/2021)

IAR

Louisiana
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/18/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/22/2006

General Securities Representative Examination

Current Firm

ATTICUS WEALTH MANAGEMENT

ATTICUS WEALTH MANAGEMENT | ATTICUS WEALTH MANAGEMENT, LLC

CRD#: 296949 / SEC#: 801-113424

RIA

Registered Investment Advisory firm - (6/21/2018 Approved)

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Contact information

Main Address

11380 Prosperity Farms Road Suite 201, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 425-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATTICUS WEALTH MANAGEMENT PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 447,497,119

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard W. Bond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Watts Bond's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ATTICUS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2006

SIE

Date: 10/1/2018

Series 31

Date: 3/18/2011

Series 7

Date: 3/22/2006

Current Firm

ATTICUS WEALTH MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ATTICUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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