Richard Z. Seitz

ORION PORTFOLIO SOLUTIONS

Omaha, NE 68130

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CRD#: 5107374

Professional summary

Richard Zachary Seitz, who also goes by Richard Z Seitz, Zach Seitz, is a registered financial advisor currently at ORION PORTFOLIO SOLUTIONS, LLC located in Omaha, Nebraska and BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Richard has worked at 14 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Z Seitz | Zach Seitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Zachary Seitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2023 - Present

ORION PORTFOLIO SOLUTIONS, LLC

Office #1: 17605 Wright St, Omaha, NE 68130

RIA

CRD#: 107975

Omaha, NE

Current

April 19, 2021 - Present

BRINKER CAPITAL SECURITIES, LLC

Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312

CRD#: 38123

Berwyn, PA

Past

January 23, 2020 - January 6, 2023

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 125446

Trabuco Canyon, CA

Past

February 21, 2019 - December 31, 2019

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 125446

Torrance, CA

Past

August 15, 2014 - November 26, 2018

ASSETMARK BROKERAGE, LLC

CRD#: 169804

Encino, CA

Past

December 4, 2013 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

November 2, 2012 - November 26, 2018

ASSETMARK, INC.

RIA

CRD#: 109018

CONCORD, CA

Past

November 2, 2012 - November 22, 2013

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

February 9, 2012 - October 11, 2012

KINECTA FINANCIAL & INSURANCE SERVICES

CRD#: 136597

WOODLAND HILLS, CA

Past

January 4, 2012 - October 12, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

HUNTINGTON BEACH, CA

Past

January 3, 2012 - October 12, 2012

LPL FINANCIAL LLC

CRD#: 6413

HUNTINGTON BEACH, CA

Past

March 26, 2009 - December 31, 2011

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

HUNTINGTON BEACH, CA

Past

March 26, 2009 - December 31, 2011

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

HUNTINGTON BEACH, CA

Past

August 4, 2008 - February 26, 2009

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

Past

April 23, 2008 - September 9, 2008

NRP ADVISORS, INC.

RIA

CRD#: 141430

MALIBU, CA

Past

April 22, 2008 - September 9, 2008

NRP FINANCIAL, INC.

CRD#: 103717

MALIBU, CA

Past

December 11, 2006 - March 31, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

GARDENA, CA

Past

December 11, 2006 - March 31, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

GARDENA, CA

Past

April 5, 2006 - December 11, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORION PORTFOLIO SOLUTIONS, LLC

CRD#: 107975 / SEC#: 801-57265

RIA

Registered Investment Advisory firm - (1/1/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Nebraska
(1/17/2023)

Pennsylvania
(5/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/29/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/2/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ORION PORTFOLIO SOLUTIONS, LLC

CRD#: 107975 / SEC#: 801-57265

RIA

Registered Investment Advisory firm - (1/1/2000 Approved)

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Contact information

Main Address

17605 Wright St, Omaha, NE 68130

Mailing Address

2300 Litton Lane Suite 100, Hebron, KY 41048

Phone number

(859) 426-2000

Established

Firm type

Fiscal year end

# of Employees

350

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORION PORTFOLIO SOLUTIONS, LLC FORM ADV PART 2A (8/11/2025)

ORION PORTFOLIO SOLUTIONS, LLC WRAP FEE BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	203,878
AUM (Assets Under Management)	$ 57,658,151,186

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
10/21/2024	Cover Page	Report
01/17/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard Z. Seitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Zachary Seitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRINKER CAPITAL SECURITIES, LLC

ORION PORTFOLIO SOLUTIONS, LLC

ORION PORTFOLIO SOLUTIONS, LLC

ASSETMARK BROKERAGE, LLC

CAPITAL BROKERAGE CORPORATION

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

KINECTA FINANCIAL & INSURANCE SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

ORION PORTFOLIO SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/2022

Series 66

Date: 5/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2006

FINRA

Current Firm

ORION PORTFOLIO SOLUTIONS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORION PORTFOLIO SOLUTIONS, LLC

TRUST BUT VERIFY

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