Sara J. West
Professional summary
Sara Jen West, who also goes by Sara West, is a registered financial professional currently at BLACKROCK EXECUTION SERVICES located in San Francisco, California.
Sara is registered as a RR (Registered Representative) and started their career in finance in 2006. Sara has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sara Jen West's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2017 - Present
BLACKROCK EXECUTION SERVICES
Office #1: 400 Howard Street, San Francisco, CA 94105February 19, 2015 - January 12, 2017
BLACKROCK INVESTMENTS, LLC
April 30, 2009 - July 8, 2014
MORGAN STANLEY DISTRIBUTION, INC.
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
April 26, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2017)
(7/17/2023)
(1/11/2017)
(1/11/2017)
Exams
FINRA
Current Firm
BLACKROCK EXECUTION SERVICES
CRD#: 39438 / SEC#: , 8-48719
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | |
| DEVICO, JOSEPH GEORGE | DIRECTOR | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | DIRECTOR | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | DIRECTOR | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| VILLACORTA, ROLAND ESTEBAN | DIRECTOR | 2566073 |
Red Flags
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