Jason M. Buchanan
ASHTON THOMAS PRIVATE WEALTH
Scottsdale, AZ 85260
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CRD#: 5107064
Professional summary
Jason Michael Buchanan, AIF®, CFP®, who also goes by Jason M Buchanan, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Scottsdale, Arizona and M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jason has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason M Buchanan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FEB 2014; RENTAL PROPERTY, 921 W UNIVERSITY DR #1165, MESA AZ; NON-INVESTMENT RELATED; OWNER/LANDLORD; DEVOTE 0 HRS/MONTH. JUNE 2020; ASHTON THOMAS PRIVATE WEALTH, SCOTTSDALE, AZ; INVESTMENT RELATED; RIA; WEALTH ADVISOR; FINANCIAL ADVISING/PLANNING; DEVOTE 36 HRS/MONTH DURING MARKET HOURS. JUNE 2020; ASHTON THOMAS INSURANCE AGENCY, SCOTTSDALE, AS; NON INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT; SALE OF INSURANCE; DEVOTE 2 HRS/MONTH DURING MARKET HOURS. Pro 13 LLC; Investment-related- Yes; 1836 N. Stapley Dr #76 Mesa, AZ 85203; Nature- Business pass-through of 1099 compensation received from Ashton Thomas and M.S. Howells & Co.; Position/Title- Member Manager; Start date- 8.1.20; 0 hours per month, 0 hours per month during trading hours; Description- Business pass through for 1099 compensation received from Ashton Thomas and M.S. Howells & Co.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Buchanan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
June 3, 2020 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260RIA
CRD#: 153902
Scottsdale, AZ
Current
June 17, 2020 - Present
M. S. HOWELLS & CO.
Office #1: 8605 E. Raintree Dr. Suite 280, Scottsdale, AZ 85260BD
CRD#: 104100
Scottsdale, AZ
Past
October 1, 2012 - June 10, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SCOTTSDALE, AZ
Past
October 1, 2012 - June 10, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SCOTTSDALE, AZ
Past
February 7, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
FOUNTAIN HILLS, AZ
Past
March 30, 2006 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
FOUNTAIN HILLS, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(6/3/2020)
RR
Arizona(6/17/2020)
RR
Colorado(1/4/2021)
IAR
Florida(10/6/2021)
RR
Missouri(10/15/2020)
RR
New York(8/11/2023)
IAR
Texas(12/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
