Ryan W. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan William Hoover, who also goes by Ryan Hoover, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2014. Ryan had worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2023 - January 31, 2025
INTER&CO SECURITIES LLC
February 24, 2020 - August 1, 2022
ALPACA SECURITIES LLC
October 18, 2017 - November 18, 2019
WADDELL & REED
September 24, 2014 - November 18, 2019
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INTER&CO SECURITIES LLC
CRD#: 317278 / SEC#: , 8-70985
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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