Russel Khanuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russel Khanuk, who also goes by Ruslan Khanuk, Russell Khanuk, was a registered financial professional .
Russel is a previously registered financial professional and started their career in finance in 2006. Russel had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - August 29, 2016
CFWP SECURITIES, LLC
April 2, 2014 - August 12, 2015
PURSHE KAPLAN STERLING INVESTMENTS
September 13, 2013 - August 29, 2016
CANTOR FITZGERALD WEALTH PARTNERS, LLC
May 7, 2007 - November 2, 2012
NEUBERGER BERMAN BD LLC
May 7, 2007 - November 2, 2012
NEUBERGER BERMAN BD LLC
June 20, 2006 - May 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2006 - May 7, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CFWP SECURITIES, LLC
CRD#: 170228 / SEC#: , 8-69415
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTOR FITZGERALD WEALTH PARTNERS HOLDINGS, LLC | PARENT COMPANY | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| KAPLAN, MARK ELLIOT | CHIEF EXECUTIVE OFFICER | 2618079 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
