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CB

Candace J. Burkett

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CRD#: 5106798
CB
Candace J Burkett

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Candace J Burkett, who also goes by Candace Jeannette Burkett, Candace Jeannette Johnson, Candace Johnson, Candace Jeannette Owens, was a registered financial professional .

Candace is a previously registered financial professional and started their career in finance in 2006. Candace had worked at 16 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 3, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.

Aliases

Candace Jeannette Burkett | Candace Jeannette Johnson | Candace Johnson | Candace Jeannette Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*561097 - Arrowhead Bookkeeping, LLC; Investment related: Yes; Universal City, Texas; Investment/Finance/Banking; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 2; Accounting/Bookkeeping, Administrative

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 14, 2022 - August 7, 2026

MORGAN STANLEY

RIA
CRD#: 149777
San Antonio, TX
Past

December 14, 2022 - August 7, 2026

MORGAN STANLEY

BD
CRD#: 149777
San Antonio, TX
Past

August 26, 2022 - December 2, 2022

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SAN ANTONIO, TX
Past

August 26, 2022 - December 2, 2022

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN ANTONIO, TX
Past

February 19, 2021 - August 24, 2022

MORGAN STANLEY

RIA
CRD#: 149777
San Antonio, TX
Past

February 19, 2021 - August 24, 2022

MORGAN STANLEY

BD
CRD#: 149777
San Antonio, TX
Past

April 26, 2019 - February 11, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

April 25, 2019 - February 11, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

July 25, 2018 - June 19, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
St Petersburg, FL
Past

July 20, 2018 - June 19, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST PETERSBURG, FL
Past

July 19, 2017 - November 15, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
San Antonio, TX
Past

July 19, 2017 - November 15, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
San Antonio, TX
Past

May 20, 2016 - July 11, 2017

SWBC INVESTMENT COMPANY

RIA
CRD#: 140994
SAN ANTONIO, TX
Past

May 20, 2016 - June 20, 2017

SWBC INVESTMENT SERVICES, LLC

BD
CRD#: 133715
SAN ANTONIO, TX
Past

October 9, 2015 - February 16, 2016

INVESTMENT PROFESSIONALS, INC.

RIA
CRD#: 30184
SAN ANTONIO, TX
Past

October 9, 2015 - February 16, 2016

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
SAN ANTONIO, TX
Past

May 6, 2013 - October 19, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN ANTONIO, TX
Past

May 6, 2013 - October 19, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN ANTONIO, TX
Past

December 14, 2011 - September 21, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN ANTONIO, TX
Past

December 6, 2011 - September 21, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN ANTONIO, TX
Past

May 13, 2010 - March 11, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SAN ANTONIO, TX
Past

May 13, 2010 - March 11, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SAN ANTONIO, TX
Past

October 4, 2007 - May 10, 2010

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

October 4, 2007 - December 31, 2007

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

October 4, 2007 - May 10, 2010

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

December 11, 2006 - October 1, 2007

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SAN ANTONIO, TX
Past

December 11, 2006 - October 1, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SAN ANTONIO, TX
Past

July 11, 2006 - September 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN ANTONIO, TX
Past

May 19, 2006 - September 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN ANTONIO, TX
Past

March 29, 2006 - May 16, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MORGAN STANLEY
MORGAN STANLEY
CITIGROUP INSTITUTIONAL CONSULTING | SMITH BARNEY | PRIVATE PORTFOLIO GROUP | MORGAN STANLEY WEALTH MANAGEMENT | MORGAN STANLEY SMITH BARNEY LLC | MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | MORGAN STANLEY CONSULTING GROUP | MORGAN STANLEY | GRAYSTONE CONSULTING | E*TRADE FROM MORGAN STANLEY | CONSULTING GROUP

CRD#: 149777 / SEC#: 801-70103, 8-68191

RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/11/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/21/2021
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/29/2017
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/22/2015
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/20/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/19/2014
General Securities Sales Supervisor - Options Module Examination

Current Firm

MORGAN STANLEY
MORGAN STANLEY
CITIGROUP INSTITUTIONAL CONSULTING | SMITH BARNEY | PRIVATE PORTFOLIO GROUP | MORGAN STANLEY WEALTH MANAGEMENT | MORGAN STANLEY SMITH BARNEY LLC | MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY PRIVATE WEALTH MANAGEMENT | MORGAN STANLEY CONSULTING GROUP | MORGAN STANLEY | GRAYSTONE CONSULTING | E*TRADE FROM MORGAN STANLEY | CONSULTING GROUP

CRD#: 149777 / SEC#: 801-70103, 8-68191

RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
2000 Westchester Avenue, Purchase, NY 10577-2530
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(914) 225-1000
Established
Delaware since 02/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
29,200

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

SELECT UMA PROGRAM BROCHURE (2/4/2026)
SEPARATE MANAGED ACCOUNT WRAP PROGRAM BROCHURE (12/10/2025)
OUTSOURCED CHIEF INVESTMENT OFFICE (OCIO) (12/10/2025)
GRAYSTONE CONSULTING PROGRAM BROCHURE (12/10/2025)
PRIVATE WEALTH MANAGEMENT CONSULTING SERVICES PROGRAM BROCHURE (11/6/2025)
PORTFOLIO MANAGEMENT AND INSTITUTIONAL CASH ADVISORY PROGRAM BROCHURE (10/24/2025)
FINANCIAL PLANNING SERVICES PROGRAM BROCHURE (10/22/2025)
CONSULTING GROUP ADVISOR PROGRAM BROCHURE (10/17/2025)
SEPARATE MANAGED ACCOUNT COMMISSION-BASED PROGRAM BROCHURE (10/17/2025)
MORGAN STANLEY CORE PORTFOLIOS (3/28/2025)
ACCESS INVESTING PROGRAM BROCHURE (3/28/2025)
ALTERNATIVE INVESTMENTS WRAP PROGRAM BROCHURE (3/28/2025)
INSTITUTIONAL SERVICES PROGRAM BROCHURE (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLCMEMBER
CROWE, JOHN WILLIAMCHIEF FINANCIAL OFFICER5475007
FINN, JEDDIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER5658048
FLETCHER, PATRICIA KAYTEXAS DESIGNATED PRINCIPAL1202060
GALASSO, DAVID ANTHONYPRINCIPAL OPERATIONS OFFICER1926502
GIVENS, WILLIAM BENJAMINCHIEF COMPLIANCE OFFICER (BD ONLY)2790454
HANSEN, TIMOTHY GERARDCHIEF COMPLIANCE OFFICER (IA ONLY )4956475
HENNESSY, MICHAEL SDIRECTOR1988660
JANOVER, JAMES TROYDIRECTOR2818307
TURNER, CHAD EDWARDDIRECTOR6009808

Regulatory assets under management

Total Number of Accounts2,539,760
AUM (Assets Under Management)$ 1,650,015,946,338

Disclosures

Regulatory Event66
Arbitration116

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/20/2025
Cover Page
Report
07/23/2024
Cover Page
Report
08/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORGAN STANLEY

MORGAN STANLEY

CRD#: 149777

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