Adrine R. Davoodi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrine Rose Davoodi, who also goes by Adrine R Davoodi, Adrine Davoodi, Audrey R Davoodi, Audrey Rose Davoodi, Audrey Davoodi, was a registered financial professional .
Adrine is a previously registered financial professional and started their career in finance in 2006. Adrine had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2019 - January 6, 2024
GUARDIANS WEALTH
August 25, 2016 - March 9, 2018
MORGAN STANLEY
August 25, 2016 - March 9, 2018
MORGAN STANLEY
April 2, 2014 - December 31, 2015
MORGAN STANLEY
April 2, 2014 - December 31, 2015
MORGAN STANLEY
January 3, 2011 - March 3, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 3, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 22, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 13, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GUARDIANS WEALTH
CRD#: 301646 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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