Cassandra R. Cummings
Professional summary
Cassandra Ralene Cummings, who also goes by Cassandra R. Cummings, is a registered financial advisor currently at RC WEALTH MANAGEMENT located in Oakland, California.
Cassandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Cassandra has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cassandra Ralene Cummings's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2016 - Present
RC WEALTH MANAGEMENT
September 18, 2015 - December 31, 2015
RC WEALTH MANAGEMENT
January 13, 2012 - July 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2012 - July 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2010 - January 12, 2012
MSI FINANCIAL SERVICES, INC.
December 17, 2010 - January 12, 2012
MSI FINANCIAL SERVICES, INC.
December 11, 2006 - January 6, 2011
VALIC FINANCIAL ADVISORS, INC.
May 31, 2006 - January 6, 2011
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2016)
Exams
Current Firm
RC WEALTH MANAGEMENT
CRD#: 281300 / SEC#:
Contact information
Red Flags
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