Cassandra R. Cummings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cassandra Ralene Cummings, who also goes by Cassandra R. Cummings, was a registered financial professional .
Cassandra is a previously registered financial professional and started their career in finance in 2006. Cassandra had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2016 - December 31, 2025
RC WEALTH MANAGEMENT
September 18, 2015 - December 31, 2015
RC WEALTH MANAGEMENT
January 13, 2012 - July 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 13, 2012 - July 27, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2010 - January 12, 2012
MSI FINANCIAL SERVICES, INC.
December 17, 2010 - January 12, 2012
MSI FINANCIAL SERVICES, INC.
December 11, 2006 - January 6, 2011
VALIC FINANCIAL ADVISORS, INC.
May 31, 2006 - January 6, 2011
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RC WEALTH MANAGEMENT
CRD#: 281300 / SEC#:
Contact information
Red Flags
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