Paul J. Lamont

LAMONT TRADING ADVISORS

Huntsville, AL 35806

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CRD#: 5106125

Professional summary

Paul Joseph Lamont is a registered financial advisor currently at LAMONT TRADING ADVISORS, INC. located in Huntsville, Alabama.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Paul has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. LAMONT IS ALSO PRESIDENT OF EUREKA CATTLE COMPANY, INC. THIS PART-TIME ENTERPRISE ESTABLISHED IN 02/2010, IS NOT INVESTMENT-RELATED. ITS OFFICE IS 502 BANK STREET DECATUR, AL 35601. MR. LAMONT TRIES TO MANAGE THIS CATTLE OPERATION AFTER BUSINESS HOURS AND ON WEEKENDS. HIS DUTIES INCLUDE ACCOUNTING, LEASE ARRANGEMENTS, ANIMAL CARE, AND FENCE MAINTENANCE. HE EXPECTS TO DEVOTE UP TO 8 HOURS PER MONTH DURING SECURITIES TRADING HOURS AND 48 TOTAL HOURS PER MONTH TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Joseph Lamont's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2006 - Present

LAMONT TRADING ADVISORS, INC.

Office #1: 470 Providence Main St Suite 302b, Huntsville, AL 35806

RIA

CRD#: 137087

Huntsville, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(5/1/2006)

IAR

Texas
(7/21/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2005

Uniform Investment Adviser Law Examination

Current Firm

LAMONT TRADING ADVISORS, INC.

CRD#: 137087 / SEC#:

Alabama

Registered Investment Advisory firm - (5/1/2006 Approved)

Texas

Registered Investment Advisory firm - (7/16/2008 Conditional Restricted)

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Contact information

Main Address

470 Providence Main St Suite 302b, Huntsville, AL 35806

Mailing Address

Phone number

(256) 850-4161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 2,590,370

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul J. Lamont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Joseph Lamont's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAMONT TRADING ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2005

Current Firm

LAMONT TRADING ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LAMONT TRADING ADVISORS, INC.

TRUST BUT VERIFY

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