WG
Winfield C. Greenwood
HORNOR, TOWNSEND & KENT
Las Vegas, NV 89148
Some features on this profile are disabled
CRD#: 5106024
WG
Professional summary
Winfield C Greenwood, who also goes by Winn Greenwood, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Las Vegas, Nevada.
Winfield is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Winfield has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Winn Greenwood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE- | INVESTMENT RELATED: YES | DBA NAME: REDSTONE FINANCIAL GROUP, | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 8906 SPANISH RIDGE AVE, STE 100, LAS VEGAS, NV 89148 | START DATE: 08/01/2010 | NATURE OF ACTIVITY: DISABILITY/HEALTH INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALE OF LIFE, HEALTH, DISABILITY, LTC AND ANNUITIES. 2) WINFIELD C. GREENWOOD, LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 8906 SPANISH RIDGE AVE, STE 100, LAS VEGAS, NV 89148 | START DATE: 9/1/2018 | NATURE OF ACTIVITY: OTHER - | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERSONAL CORPORATION TO PAY EXPENSES AND PAYROLL. 3) GREENWOOD BUSINESS CONSULTING | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OFFICER /EMPLOYEE | ADDRESS: 8906 SPANISH RIDGE AVE, STE 100, LAS VEGAS, NV 89148| START DATE: 7/27/2020 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: REVIEW FINANCIAL DOCUMENTS FOR THE BUSINESS (BALANCE SHEET, P&L LIST, ETC.). OVERSEE SALES DIRECTORS. NONINVESTMENT RELATED. 4) LOCUMTENENSWEALTHMANAGEMENT.COM | INVESTMENT RELATED: YES | DBA NAME:LOCUMTENENSWEALTHMANAGEMENT.COM | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 8906 SPANISH RIDGE AVE, STE 100, LAS VEGAS, NV 89148 | START DATE: 7/7/2021 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MARKETING & EMAIL MARKETING PURPOSES ONLY 5) LANDLORD | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PARTNER | ADDRESS: 161 IRISH TRAIL, BRIAN HEAD, UT 84719 | START DATE: 1/15/2022 | NATURE OF ACTIVITY: RENTAL PROPERTY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: | MANAGE RENTAL PROPERTIES FOR EITHER LONG-TERM OR SHORT-TERM RENTALS. 6) FDN ADVISORS LLC | INVESTMENT RELATED: YES | DBA NAME: FDN ADVISORS LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 8906 SPANISH RIDGE AVE SUITE 100, LAS VEGAS, NV 89148 | START DATE: 9/2/2022 | NATURE OF ACTIVITY: PAA RELATIONSHIP | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: I WILL HANDLE THE LIFE AND DISABILITY INSURANCE PLANNING. ALL SECURITIES RELATED DISCUSSIONS WILL BE DONE THROUGH AND SOLICITED PROPERLY THROUGH HTK. 7) NEVADA MEDICAL STAFFING LLC | DBA: ATC Healthcare Services of Las Vegas | POSITION: Proprietor/Owner NATURE: Staffing agency for medical professionals | INVESTMENT RELATED: No | NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 | START DATE: 12/01/2023 | ADDRESS: 1000 Sparkling Amber Court, Las Vegas NV 89144, United States | DESCRIPTION: Oversight of employees and manage the finances of the business.
CRS (Client Relationship Summary) - RIA
Click below to view Winfield C Greenwood's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Winfield C Greenwood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2010 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 8906 Spanish Ridge Ave Suite 100, Las Vegas, NV 89148RIA
BD
CRD#: 4031
Las Vegas, NV
Current
August 20, 2010 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 8906 Spanish Ridge Ave Suite 100, Las Vegas, NV 89148RIA
BD
CRD#: 4031
Las Vegas, NV
Past
October 3, 2007 - August 18, 2010
INSPHERE SECURITIES, INC.
RIA
CRD#: 136433
LAS VEGAS, NV
Past
August 15, 2007 - October 3, 2007
ALLEGIS ADVISORS, INC.
RIA
CRD#: 131242
SALT LAKE CITY, UT
Past
July 23, 2007 - August 18, 2010
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
LAS VEGAS, NV
Past
July 25, 2006 - August 9, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
HENDERSON, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2015)
RR
Arkansas(9/26/2023)
RR
California(10/22/2014)
RR
Colorado(8/20/2010)
RR
Florida(7/18/2025)
RR
Georgia(1/18/2023)
RR
Idaho(10/7/2022)
RR
Illinois(4/19/2024)
RR
Indiana(2/11/2021)
RR
Minnesota(6/23/2021)
RR
Nevada(8/20/2010)
IAR
Nevada(8/20/2010)
RR
New Mexico(4/4/2022)
RR
North Carolina(11/17/2021)
RR
Oregon(8/4/2016)
RR
Pennsylvania(5/3/2022)
RR
Tennessee(7/28/2022)
RR
Texas(3/28/2023)
RR
Utah(8/20/2010)
RR
Virginia(11/18/2020)
RR
Washington(8/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
