Derek N. Notman

INTREPID WEALTH PARTNERS

MELBOURNE BEACH, FL

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CRD#: 5105881

Professional summary

Derek N.h. Notman, CFP®, ChFC®, CLU® is a registered financial advisor currently at INTREPID WEALTH PARTNERS, LLC located in Melbourne Beach, Florida.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Derek has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Couplr, a SaaS technology company serving advisors & consumers as an matchmaking service. Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours EBL Group Holdings LLC, an entrepreneurs & dads community. Role/Title: Co-Owner; Not Investment Related; 5 hours per month; 0 hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek N.h. Notman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 12, 2022 - Present

INTREPID WEALTH PARTNERS, LLC

RIA

CRD#: 317153

MELBOURNE BEACH, FL

Past

December 16, 2010 - January 7, 2022

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

SAUK CITY, WI

Past

May 18, 2006 - January 7, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

SAUK CITY, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/22/2024)

IAR

Florida
(5/11/2022)

IAR

Minnesota
(11/25/2024)

IAR

New York
(9/12/2024)

IAR

Texas
(2/15/2024)

IAR

Vermont
(6/14/2024)

IAR

Wisconsin
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTREPID WEALTH PARTNERS, LLC

CRD#: 317153 / SEC#: 801-122744

RIA

Registered Investment Advisory firm - (1/9/2025 Terminated)

Colorado

Registered Investment Advisory firm - (4/22/2024 Approved)

Florida

Registered Investment Advisory firm - (9/12/2024 Approved)

Minnesota

Registered Investment Advisory firm - (11/25/2024 Approved)

New York

Registered Investment Advisory firm - (9/12/2024 Approved)

Texas

Registered Investment Advisory firm - (1/29/2024 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (6/14/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (1/2/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Melbourne Beach, FL

Mailing Address

Phone number

(855) 497-8737

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	318
AUM (Assets Under Management)	$ 44,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek N. Notman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek N.h. Notman's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTREPID WEALTH PARTNERS, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2014

Series 6

Date: 5/17/2006

Current Firm

INTREPID WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTREPID WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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