Benjamin S. Goldberg
Professional summary
Benjamin Samuel Goldberg, who also goes by Benjamin Goldberg, is a registered financial advisor currently at ENLIGHTENED ADVISORS WEALTH MANAGEMENT LLC located in Tucson, Arizona.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Samuel Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2017 - Present
ENLIGHTENED ADVISORS WEALTH MANAGEMENT LLC
January 4, 2010 - August 11, 2017
AVANTAX ADVISORY SERVICES
September 1, 2009 - August 11, 2017
AVANTAX INVESTMENT SERVICES, INC.
January 1, 2008 - August 18, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 18, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2017)
Exams
Current Firm
ENLIGHTENED ADVISORS WEALTH MANAGEMENT LLC
CRD#: 288276 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 8,350,000 |
Red Flags
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