AC
Anthony J. Caputo
GRANTVEST FINANCIAL GROUP LLC
Matawan, NJ 07747
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CRD#: 5105611
AC
Professional summary
Anthony Joseph Caputo, who also goes by Anthony Caputo, is a registered financial advisor currently at GRANTVEST FINANCIAL GROUP LLC located in Matawan, New Jersey and CALTON & ASSOCIATES, INC. located in Matawan, New Jersey.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Anthony has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Caputo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Aspire Capital Holdings. Non-Investment related. Nature of Business: DBA for a startup Franchise. Position/Title/Relationship: Owner. Hours per month: 8-10. Hours per month during Securities trading hours: 1-2 Per week. Duties/Responsibilities: I will be a small investor in a startup franchise of a fast food restaurant. I will have no voting rights or management role in the day to day operations of the business. 03/2016 2) Name of Business: Insurance Agent for various insurance companies. Non-Investment related. Address: 106 Main St., Suite D, Matawan, NJ 07747. Nature of Business: Life Insurance, Disability products, and various Voluntary Benefits. Position/Title/Relationship: Agent. Hours per month: Less than 5% Hours per month during Securities trading hours: Less than 5%. Duties/Responsibilities: Agent - Sales of Life Insurance, Disability products, and various Voluntary Benefits. Start Date: 09/2009. 3) Name of Business: Anthony Caputo, LLC. Non-Investment related. Address: 13 Penn Elmer Dr., Millstone, TWP, NJ 08510. Nature of Business: Business for tax purposes. Position/Title/Relationship: Owner. Hours per month: 1-2. Hours per month during Securities trading hours: 1-2. Duties/Responsibilities: Business for tax purposes only. 4) Name of Business: GRANTvest Financial. Investment related. Address: 106 Main St., Suite D, Matawan, NJ 07747. Nature of Business: Financial Advisory Services. Position/Title/Relationship: Partner. Start Date: 10/31/2019. Hours per month: 240. Hours per month during Securities trading hours: 240. Duties/Responsibilities: Co-Owner of the practice. Service, Financial Advisory, investment planning, budgeting. 5) JBT Benefits Group LLC. Non-Investment related. 160 Main St. Suite D Matawan, NJ 07747, Nature of Business: LLC for processing life and health supplement insurance business. Title: Partner. Start Date: 06/22/2023. Hours Per Month: 1 . Duties: LLC established to process life and supplemental health insurance business. 6) FED RP, LLC - A DBA for marketing services of GrantVest Financial Group to Federal Employees. Address- 106 Main Street, Suite E, Matawan NJ 07747. O hours per month. Start Date 09/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Caputo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2020 - Present
GRANTVEST FINANCIAL GROUP LLC
Office #1: 106 Main Street Suite D, Matawan, NJ 07747RIA
CRD#: 310272
Matawan, NJ
Current
June 4, 2013 - Present
CALTON & ASSOCIATES, INC.
Office #1: 106 Main Street Suite D, Matawan, NJ 07747RIA
BD
CRD#: 20999
Matawan, NJ
Past
June 7, 2013 - April 12, 2021
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
TAMPA, FL
Past
September 2, 2009 - June 5, 2013
NFSG CORPORATION
RIA
CRD#: 130814
BOCA RATON, FL
Past
September 2, 2009 - June 5, 2013
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
MATAWAN, NJ
Past
January 9, 2008 - June 17, 2010
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 133088
RED BANK, NJ
Past
January 2, 2008 - September 8, 2009
GARDEN STATE SECURITIES, INC.
BD
CRD#: 10083
TINTON FALLS, NJ
Past
December 7, 2006 - December 17, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
EAST BRUNSWICK, NJ
Past
May 2, 2006 - December 17, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
EAST BRUNSWICK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GRANTVEST FINANCIAL GROUP LLC
FEDRP | GRANTVEST FINANCIAL GROUP LLC
CRD#: 310272 / SEC#: 801-129847
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (4/23/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (4/17/2024 Terminated)New Jersey
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/4/2013)
RR
Connecticut(11/27/2019)
RR
Delaware(6/4/2013)
RR
Florida(10/26/2020)
RR
Maryland(6/4/2013)
RR
Massachusetts(6/4/2013)
RR
Missouri(3/27/2018)
RR
New Jersey(6/4/2013)
IAR
New Jersey(11/4/2020)
RR
New York(6/4/2013)
RR
Ohio(6/4/2013)
RR
Pennsylvania(6/4/2013)
RR
Rhode Island(5/28/2019)
RR
Texas(6/4/2013)
IAR
Texas(11/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GRANTVEST FINANCIAL GROUP LLC
FEDRP | GRANTVEST FINANCIAL GROUP LLC
CRD#: 310272 / SEC#: 801-129847
RIA
Registered Investment Advisory firm - (4/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (4/23/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (4/17/2024 Terminated)New Jersey
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
106 Main Street Suite D, Matawan, NJ 07747
Mailing Address
Phone number
(732) 970-6659
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 170,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
