Cheryl A. De Montigny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Ann Tregwin De Montigny, who also goes by Cheryl Ann Dawson, Cheryl Ann De Montigny, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2006. Cheryl had worked at 3 firms and has passed the Series 63, SIE, Series 38 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2012 - June 11, 2015
OCTAGON AMERICA LIMITED
September 5, 2008 - October 11, 2012
HAMPTON SECURITIES (USA), INC.
April 5, 2006 - January 22, 2008
RICHARDSON GMP (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 38
Date: 4/4/2006
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
OCTAGON AMERICA LIMITED
CRD#: 148089 / SEC#: , 8-67962
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCTAGON CAPITAL PARTNERS | SHAREHOLDER COMMON SHARES | |
| OBSBAUM, FREDRIC MICHAEL | FINOP/CCO/PRESIDENT | 1160811 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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