Desiree A. Segler

HEIRLOOM WEALTH MANAGEMENT LLC

ENGLEWOOD, CO 80112

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CRD#: 5105363

Professional summary

Desiree Ann Segler, who also goes by Desiree Ann Greene, Desiree A. Segler, Desiree Segler, is a registered financial advisor currently at HEIRLOOM WEALTH MANAGEMENT LLC located in Englewood, Colorado.

Desiree is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Desiree has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Desiree Ann Greene | Desiree A. Segler | Desiree Segler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SEPT 2014; SEGLER WEALTH MANAGEMENT, DENVER, CO; NON INVESTMENT RELATED; BUSINESS ENTITY FOR TAX PURPOSES; OWNER; GENERAL MANAGEMENT; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS; (2) APRIL 2018; HEIRLOOM WEALTH MANAGEMENT, GREENWOOD, VILLAGE CO; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; ASSOCIATE; ADVISORY SERVICES FOR CLIENTS; DEVLOTE 160 HOUR/MONTH, 100 DURING MARKET HOURS. (3) INSURANCE AGENT. VARIOUS CARRIERS. NATIONAL INSURANCE LICENSE CARRIER. LIFE, ACCIDENT & HEALTH. 20 HOURS/MONTH. 4. Sage Singers; Investment related-N; P.O. Box 18391 Denver CO, 80218; Nature- Elder Choir in Vnever Community; Position/Title- At large board member; Start date- 9.1.23-9.1.1.24; Approximately 2 hours per month, 0 during trading hours; Description- Help bring awareness to community events

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Desiree Ann Segler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2018 - Present

HEIRLOOM WEALTH MANAGEMENT LLC

Office #1: 385 Inverness Pkwy Suite 390, Englewood, CO 80112

RIA

CRD#: 292277

ENGLEWOOD, CO

Past

May 10, 2018 - May 2, 2025

M. S. HOWELLS & CO.

CRD#: 104100

Greenwood Village, CO

Past

June 2, 2014 - May 8, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

ENGLEWOOD, CO

Past

August 1, 2008 - May 8, 2018

LPL FINANCIAL LLC

CRD#: 6413

ENGLEWOOD, CO

Past

June 29, 2006 - May 28, 2008

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/2/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 328-2877

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts	1,800
AUM (Assets Under Management)	$ 614,050,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Desiree A. Segler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Desiree Ann Segler's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

JANUS HENDERSON DISTRIBUTORS US LLC

Primary Firm SEC Registration

HEIRLOOM WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2014

Series 63

Date: 8/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2007

Series 6

Date: 6/28/2006

Current Firm

HEIRLOOM WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEIRLOOM WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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