Todd J. Gross

POWELL INVESTMENT ADVISORS

Miami, FL 33133

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CRD#: 5105277

Professional summary

Todd Jordan Gross, who also goes by Todd Gross, is a registered financial advisor currently at POWELL INVESTMENT ADVISORS, LLC located in Miami, Florida.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Todd has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Gross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PIA Integrated LLC, 3225 Aviation Ave, 502, Miami, FL, Business is investment related, Nature of business: Agriculture, Minority Owner since 9/2/2019, Devote 2-5 hours/month, Devote 0-2 hours/month during securities trading hours, Duties: Passive Investment/Monitoring

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jordan Gross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2012 - Present

POWELL INVESTMENT ADVISORS, LLC

Office #1: 3444 Main Highway Second Floor, Miami, FL 33133

RIA

CRD#: 160333

Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POWELL INVESTMENT ADVISORS, LLC

CRD#: 160333 / SEC#: 801-74420

RIA

Registered Investment Advisory firm - (3/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2012

Uniform Investment Adviser Law Examination

Current Firm

POWELL INVESTMENT ADVISORS, LLC

CRD#: 160333 / SEC#: 801-74420

RIA

Registered Investment Advisory firm - (3/21/2012 Approved)

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Contact information

Main Address

3444 Main Highway Second Floor, Miami, FL 33133

Mailing Address

Phone number

(786) 470-3480

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 586,343,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd J. Gross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jordan Gross's CRS (Customer Relationship Summary).

Certified licenses

Experience

POWELL INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

POWELL INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2012

Current Firm

POWELL INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POWELL INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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