TG
Tierney J. Gorham
DRAWBRIDGE CAPITAL
Tulsa, OK 74136
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CRD#: 5105199
TG
Professional summary
Tierney Jolyn Gorham, who also goes by Tierney Jolyn Schutte, is a registered financial advisor currently at DRAWBRIDGE CAPITAL located in Tulsa, Oklahoma and LPL FINANCIAL LLC located in Tulsa, Oklahoma.
Tierney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tierney has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tierney Jolyn Schutte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/24/2022 - Drawbridge Capital - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/14/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Drawbridge Capital, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.. 2. 05/12/2022 - Regent Financial Services, Inc.- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/18/2021- 160 Hours Per Month/ 8 Hours During Securities Trading 3. 09/12/2022 - Roo's Jumpin' Joy, LLC - Not Investment Related - Home Based - Other - Business Owner - Start Date - 07/13/2022 - 10 Hours Per Month/0 Hours During Securities Trading. End Date - 12/31/2024
CRS (Client Relationship Summary) - RIA
Click below to view Tierney Jolyn Gorham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
DRAWBRIDGE CAPITAL
Office #1: 7134 S.yale Ave Ste 700, Tulsa, OK 74136RIA
CRD#: 128636
Tulsa, OK
Current
December 13, 2021 - Present
LPL FINANCIAL LLC
Office #1: 7134 S. Yale Ave, Ste 700, Tulsa, OK 74136RIA
BD
CRD#: 6413
Tulsa, OK
Past
December 12, 2006 - November 28, 2011
WADDELL & REED
RIA
CRD#: 866
OMAHA, NE
Past
October 19, 2006 - November 28, 2011
WADDELL & REED
BD
CRD#: 866
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DRAWBRIDGE CAPITAL
DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL
CRD#: 128636 / SEC#: 801-115050
RIA
Registered Investment Advisory firm - (4/22/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/24/2019 Terminated)California
Registered Investment Advisory firm - (6/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (5/28/2019 Terminated)Florida
Registered Investment Advisory firm - (5/24/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (4/24/2019 Terminated)Texas
Registered Investment Advisory firm - (5/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/28/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/1/2025)
IAR
Arkansas(1/3/2023)
RR
Arkansas(9/26/2023)
RR
California(1/10/2023)
IAR
Colorado(1/3/2023)
RR
Colorado(1/10/2023)
RR
Connecticut(1/10/2023)
RR
Florida(1/10/2023)
IAR
Florida(3/28/2023)
RR
Georgia(2/1/2025)
RR
Idaho(2/1/2025)
RR
Illinois(7/24/2025)
RR
Indiana(2/1/2025)
RR
Iowa(2/1/2025)
RR
Kansas(1/10/2023)
RR
Kentucky(2/1/2025)
IAR
Louisiana(10/10/2024)
RR
Louisiana(7/24/2025)
RR
Maryland(2/1/2025)
RR
Michigan(7/24/2025)
RR
Missouri(10/2/2023)
RR
Nevada(7/24/2025)
RR
New Mexico(7/24/2025)
RR
North Dakota(2/1/2025)
RR
Ohio(2/3/2025)
RR
Oklahoma(2/28/2022)
IAR
Oklahoma(3/14/2022)
RR
Oregon(2/1/2025)
RR
South Carolina(7/24/2025)
IAR
Texas(1/3/2023)
RR
Texas(1/10/2023)
RR
Virginia(1/10/2023)
RR
Washington(7/24/2025)
RR
Wisconsin(2/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DC
DRAWBRIDGE CAPITAL
DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL
CRD#: 128636 / SEC#: 801-115050
RIA
Registered Investment Advisory firm - (4/22/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/24/2019 Terminated)California
Registered Investment Advisory firm - (6/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (5/28/2019 Terminated)Florida
Registered Investment Advisory firm - (5/24/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (4/24/2019 Terminated)Texas
Registered Investment Advisory firm - (5/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/28/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7134 S.yale Ave Ste 700, Tulsa, OK 74136
Mailing Address
Phone number
(918) 493-4190
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 189,926,889 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DRAWBRIDGE CAPITAL
CRD#: 128636Tulsa, OK 74136TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
