Ernest F. Cave

BLUE HORIZON EQUITY

Sarasota, FL

CRD#: 5104968

Some features on this profile are disabled

Professional summary

Ernest Fulton Cave, CFP®, who also goes by Ernest Fulton Cave III, Ernest Cave, Ernie Cave, is a registered financial advisor currently at BLUE HORIZON EQUITY, INC. located in Sarasota, Florida and CETERA WEALTH SERVICES, LLC located in Ponte Vedra Beach, Florida.

Ernest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Ernest has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Ernest Fulton Cave Iii | Ernest Cave | Ernie Cave

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest Fulton Cave's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 1, 2026 - Present

BLUE HORIZON EQUITY, INC.

RIA

CRD#: 341095

Sarasota, FL

Current

June 22, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 4400 Marsh Landing Blvd. Suite 101 & 102, Ponte Vedra Beach, FL 32082Office #2: 2426 Bee Ridge Rd Suite B, Sarasota, FL 34239

CRD#: 13572

Ponte Vedra Beach, FL

Past

October 11, 2024 - June 24, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Sarasota, FL

Past

October 11, 2024 - June 24, 2026

OSAIC WEALTH, INC.

CRD#: 23131

Sarasota, FL

Past

November 12, 2019 - October 11, 2024

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

November 8, 2019 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Ponte Vedra Beach, FL

Past

March 25, 2017 - November 11, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

JACKSONVILLE, FL

Past

March 25, 2017 - November 11, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

JACKSONVILLE, FL

Past

March 25, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

JACKSONVILLE, FL

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

JACKSONVILLE, FL

Past

June 8, 2012 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

JACKSONVILLE, FL

Past

April 23, 2010 - February 1, 2011

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

JERSEY CITY, NJ

Past

July 30, 2009 - December 31, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

JACKSONVILLE, FL

Past

April 25, 2006 - June 24, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/22/2026)

Florida
(6/22/2026)

IAR

Florida
(7/1/2026)

Georgia
(6/22/2026)

Idaho
(6/25/2026)

Illinois
(6/22/2026)

Louisiana
(6/22/2026)

Mississippi
(6/25/2026)

North Carolina
(6/26/2026)

Oklahoma
(6/22/2026)

South Carolina
(6/22/2026)

Texas
(6/22/2026)

Virginia
(6/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/24/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLUE HORIZON EQUITY, INC.

CRD#: 341095 / SEC#: 801-136098

RIA

Registered Investment Advisory firm - (5/6/2026 120-Day Approval)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

55 Sully's Trail Suite F, Pittsford, NY 14534

Mailing Address

Phone number

+1 (585) 641-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUE HORIZON - PART 2A (3/31/2026)

BLUE HORIZON - APPENDIX 1 WRAP PROGRAM BROCHURE (3/31/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ernest F. Cave

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest Fulton Cave's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

EQUITABLE DISTRIBUTORS, LLC

WORLD GROUP SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2013

Series 63

Date: 4/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2017

Series 6

Date: 4/24/2006

FINRA

Current Firm

BLUE HORIZON EQUITY, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BLUE HORIZON EQUITY, INC.

TRUST BUT VERIFY

Similar Advisors