AW
Andrea L. Wolfe
GATEWAY WEALTH PARTNERS
Niantic, CT
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CRD#: 5104888
AW
Professional summary
Andrea Lee Wolfe, who also goes by Andrea L Longhi, Andrea L Wolfe, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Niantic, Connecticut and LPL FINANCIAL LLC located in Westbrook, Connecticut.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrea has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea L Longhi | Andrea L Wolfe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 02/2024 / Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 02/2024 / Gateway Financial Partners / Non-Variable Insurance / Investment Related / 3 hrs mth / Start date: 03/04/2024 3- 02/2024 / Wolfe Wealth LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 01/01/2021 4- 03/20/2024 - Gateway Wealth Partners LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 3/1/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 03/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Lee Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2024 - Present
GATEWAY WEALTH PARTNERS, LLC
RIA
CRD#: 322789
Niantic, CT
Current
March 15, 2024 - Present
LPL FINANCIAL LLC
Office #1: 1260 Boston Post Road, Westbrook, CT 06498RIA
BD
CRD#: 6413
Westbrook, CT
Past
April 18, 2018 - March 15, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Westbrook, CT
Past
March 8, 2016 - May 17, 2024
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 174670
WOODBURY, NY
Past
March 2, 2016 - March 8, 2016
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Westbrook, CT
Past
March 2, 2016 - May 17, 2018
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Westbrook, CT
Past
November 15, 2013 - March 3, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
WESTBROOK, CT
Past
November 15, 2013 - March 3, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WESTBROOK, CT
Past
December 14, 2012 - November 20, 2013
WADDELL & REED
RIA
CRD#: 866
HAMDEN, CT
Past
December 14, 2012 - November 20, 2013
WADDELL & REED
BD
CRD#: 866
HAMDEN, CT
Past
June 25, 2007 - December 17, 2012
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NEW LONDON, CT
Past
February 16, 2007 - June 13, 2007
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
GROTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/15/2024)
IAR
Connecticut(3/18/2024)
RR
Florida(3/20/2024)
RR
New York(10/25/2024)
RR
North Carolina(3/19/2024)
RR
Rhode Island(3/15/2024)
RR
Virginia(6/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
