Samuel A. Tejada
Professional summary
Samuel Ariel Tejada, who also goes by Samuel Tejada, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Garden City, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2006. Samuel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Ariel Tejada's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2014 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 900 Stewart Avenue Suite 510, Garden City, NY 11530-4933July 23, 2014 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
October 11, 2013 - July 18, 2014
CITIGROUP GLOBAL MARKETS INC.
January 20, 2011 - September 11, 2013
MUTUAL OF AMERICA SECURITIES LLC
January 20, 2011 - September 11, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
May 29, 2007 - January 13, 2011
CITIGROUP GLOBAL MARKETS INC.
March 16, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2014)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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