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RS

Rachael J. Sutherland

SOUTHSTATE SECURITIES
MEMPHIS (SHELBY), TN 38138-7424
CRD#: 5103959
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RS
Rachael Jeannette SutherlandSOUTHSTATE SECURITIES

Professional summary

Rachael Jeannette Sutherland, who also goes by Rachael J Sasse, Rachael J Sutherland, is a registered financial professional currently at SOUTHSTATE SECURITIES CORP. located in Memphis (shelby), Tennessee.

Rachael is registered as a RR (Registered Representative) and started their career in finance in 2014. Rachael has worked at 3 firms and has passed the Series 63, Series 66, Series 52TO, Series 99TO, Series 7TO, SIE and Series 7 exams.

Aliases

Rachael J Sasse | Rachael J Sutherland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rachael Jeannette Sutherland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2026 - Present

SOUTHSTATE SECURITIES CORP.

Office #1: 6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424
BD
CRD#: 6950
MEMPHIS (SHELBY), TN
Past

February 22, 2019 - June 22, 2026

D.A. DAVIDSON & CO.

BD
CRD#: 199
SEATTLE, WA
Past

June 2, 2014 - July 31, 2015

EDWARD JONES

RIA
CRD#: 250
SILVERDALE, WA
Past

February 10, 2014 - July 31, 2015

EDWARD JONES

BD
CRD#: 250
SILVERDALE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(6/18/2026)
RR
Washington
(6/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 3/7/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/25/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SOUTHSTATE SECURITIES CORP.
A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | SOUTHSTATE SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP

CRD#: 6950 / SEC#: 801-68820, 8-18971

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424
Mailing Address
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424
Phone number
(901) 260-6800
Established
Tennessee since 03/31/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTHSTATE BANK, NATIONAL ASSOCIATIONOWNER
BONONNO, JOSEPH KEMPCHIEF FINANCIAL OFFICER7437632
CHERRY, JAMES CROWELLCHIEF COMPLIANCE OFFICER2870353
HODGES, STUART LEESVP, PRESIDENT7370566
HOWARD, HEATHER DIANECORPORATE SECRETARY/COMPLIANCE OFFICER4349745
TUCKER, KIMBERLY SHAYOPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER7370391

Disclosures

Regulatory Event9
Arbitration1

Red Flags

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Company Information

SOUTHSTATE SECURITIES CORP.

CRD#: 6950Memphis (shelby), TN 38138-7424

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