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EM

Eric A. Moskoff

INDEPENDENT FINANCIAL GROUP
DELRAY BEACH, FL 33484
Some features on this profile are disabled
CRD#: 5103775
EM

Professional summary

Eric Andrew Moskoff is a registered financial professional currently at INDEPENDENT FINANCIAL GROUP, LLC located in Delray Beach, Florida and NAVIAN CAPITAL SECURITIES LLC located in Delray Beach, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2006. Eric has worked at 10 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Andrew Moskoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2019 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 5300 W. Atlantic Ave Ste. 602, Delray Beach, FL 33484
RIA
BD
CRD#: 7717
DELRAY BEACH, FL
Current

August 27, 2020 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 5300 West Atlantic Ave. Suite 602, Delray Beach, FL 33484
BD
CRD#: 145037
Delray Beach, FL
Past

May 19, 2014 - April 18, 2019

INTERCOASTAL CAPITAL MARKETS, INC.

BD
CRD#: 83
BOCA RATON, FL
Past

April 23, 2009 - May 7, 2014

NFSG CORPORATION

RIA
CRD#: 130814
FT. LAUDERDALE, FL
Past

April 1, 2009 - May 7, 2014

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
FT. LAUDERDALE, FL
Past

April 24, 2008 - March 19, 2009

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
BOCA RATON, FL
Past

March 7, 2008 - April 7, 2008

INSPEREX LLC

BD
CRD#: 101420
BOCA RATON, FL
Past

August 24, 2006 - March 10, 2008

LASALLE FINANCIAL SERVICES, INC.

RIA
CRD#: 20373
BOCA RATON, FL
Past

August 24, 2006 - March 10, 2008

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

August 17, 2006 - September 5, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BOCA RATON, FL
Past

August 17, 2006 - September 12, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
HALLANDALE, FL
Past

August 2, 2006 - September 5, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BOCA RATON, FL
Past

August 2, 2006 - September 12, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
HALLANDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/22/2019)
RR
Florida
(4/21/2019)
RR
New Jersey
(4/22/2019)
RR
New York
(4/21/2019)
RR
North Carolina
(4/23/2019)
RR
Oklahoma
(4/22/2019)
RR
Tennessee
(7/11/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/15/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NAVIAN CAPITAL SECURITIES LLC
CD FUNDING SECURITIES, LLC | NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037 / SEC#: , 8-67695

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Mailing Address
425 Walnut Street Suite 2500, Cincinnati, OH 45202
Phone number
(513) 980-3264
Established
Delaware since 06/23/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NAVIAN CAPITAL, LLCOWNER, SOLE MEMBER
BONACCI, TIMOTHY JOHNPRESIDENT, CEO, SROP, CROP4194271
JENKINS, ROBERT PATRICKCHIEF FINANCIAL OFFICER AND COO6030790
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER & FINOP6727189
STACHE, PAUL GERARDCHIEF COMPLIANCE OFFICER1170097

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037Delray Beach, FL 33484

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