SB
Stephanie R. Birenbaum
DIVERSIFY WEALTH MANAGEMENT
RIVER FALLS, WI
Some features on this profile are disabled
CRD#: 5103624
SB
Professional summary
Stephanie Ryan Birenbaum, who also goes by Stephanie R Birenbaum, Stephanie R Field, is a registered financial advisor currently at DIVERSIFY WEALTH MANAGEMENT, LLC located in River Falls, Wisconsin and DIVERSIFY ADVISORY SERVICES, LLC located in River Falls, Wisconsin.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Stephanie has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie R Birenbaum | Stephanie R Field
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Ryan Birenbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2025 - Present
DIVERSIFY WEALTH MANAGEMENT, LLC
RIA
CRD#: 329878
RIVER FALLS, WI
Current
April 15, 2025 - Present
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
RIVER FALLS, WI
Current
April 14, 2025 - Present
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
RIVER FALLS, WI
Past
January 19, 2024 - April 10, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
Scottsdale, AZ
Past
January 19, 2024 - April 10, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
Scottsdale, AZ
Past
February 24, 2021 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
January 14, 2015 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
OAKDALE, MN
Past
January 14, 2015 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
April 17, 2014 - January 15, 2015
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST PAUL, MN
Past
April 17, 2014 - January 15, 2015
CRI SECURITIES, LLC
RIA
CRD#: 22589
ST PAUL, MN
Past
April 17, 2014 - January 15, 2015
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST PAUL, MN
Past
April 17, 2014 - January 15, 2015
CRI SECURITIES, LLC
BD
CRD#: 22589
ST PAUL, MN
Past
January 16, 2014 - April 9, 2014
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
OAKDALE, MN
Past
May 14, 2007 - April 9, 2014
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2025)
RR
Alaska(4/14/2025)
RR
Arizona(4/14/2025)
RR
Arkansas(4/14/2025)
RR
California(4/14/2025)
RR
Colorado(4/14/2025)
RR
Connecticut(4/14/2025)
RR
Delaware(4/14/2025)
RR
District of Columbia(4/14/2025)
RR
Florida(4/14/2025)
RR
Georgia(4/14/2025)
RR
Hawaii(4/14/2025)
RR
Idaho(4/14/2025)
RR
Illinois(4/14/2025)
RR
Indiana(4/14/2025)
RR
Iowa(4/14/2025)
RR
Kansas(4/14/2025)
RR
Kentucky(4/14/2025)
RR
Louisiana(4/14/2025)
RR
Maine(4/14/2025)
RR
Maryland(4/14/2025)
RR
Massachusetts(4/14/2025)
RR
Michigan(4/14/2025)
RR
Minnesota(4/14/2025)
RR
Mississippi(4/14/2025)
RR
Missouri(4/14/2025)
RR
Montana(4/14/2025)
RR
Nebraska(4/14/2025)
IAR
Nebraska(4/16/2025)
RR
Nevada(4/14/2025)
RR
New Hampshire(4/14/2025)
RR
New Jersey(4/14/2025)
RR
New Mexico(4/14/2025)
RR
New York(4/14/2025)
RR
North Carolina(4/14/2025)
RR
North Dakota(4/14/2025)
RR
Ohio(4/14/2025)
RR
Oklahoma(4/14/2025)
RR
Oregon(4/14/2025)
RR
Pennsylvania(4/14/2025)
RR
Puerto Rico(4/14/2025)
RR
Rhode Island(4/14/2025)
RR
South Carolina(4/14/2025)
RR
South Dakota(4/14/2025)
RR
Tennessee(4/14/2025)
RR
Texas(4/14/2025)
RR
Utah(4/14/2025)
IAR
Utah(4/22/2025)
RR
Vermont(4/14/2025)
RR
Virginia(4/14/2025)
RR
Washington(4/14/2025)
IAR
Washington(4/16/2025)
RR
West Virginia(4/14/2025)
RR
Wisconsin(4/14/2025)
IAR
Wisconsin(4/15/2025)
RR
Wyoming(4/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
