Peter J. Cavezza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter J Cavezza III, who also goes by Peter James Cavezza, Peter J Cavezza, Peter James Cavezza III, Trey Cavezza, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2007. Peter had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2024 - September 8, 2025
FWA WEALTH MANAGEMENT, LLC
December 14, 2021 - April 18, 2024
ONEAMERICA SECURITIES, INC.
October 26, 2012 - July 19, 2021
JERSEY SHORE PORTFOLIO MANAGEMENT, LLC
March 6, 2009 - October 3, 2012
WOODBURY FINANCIAL SERVICES, INC.
March 6, 2009 - October 3, 2012
WOODBURY FINANCIAL SERVICES, INC.
April 6, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 22, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FWA WEALTH MANAGEMENT, LLC
CRD#: 331605 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 2,110,166 |
Red Flags
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