Wendy B. Adler

BUCKMAN ADVISORY GROUP LLC

Grass Valley, CA

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CRD#: 5103186

Professional summary

Wendy Beth Adler, CFP® is a registered financial advisor currently at BUCKMAN ADVISORY GROUP LLC located in Grass Valley, California and BUCKMAN, BUCKMAN & REID, INC. located in North Palm Beach, Florida.

Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Wendy has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LINDBERG & RIPPLE; 3825 PGA Blvd, Suite 303 Palm Beach Gardens, FL 33410; 02/03/2020; INVESTMENT ADVISOR; MARKET TO PROSPECTS, SERVICE CLIENTS; INVESTMENT RELATED; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, WAGES/SALARY/TIPS. 2) WBA MANAGEMENT, LLC; 8350 ELEUTHERA LANE, WELLINGTON, FL 33414; 09/18/2019; CEM; SMALL BUSINESS MARKETING CONSULTANT; NOT INVESTMENT RELATED; 10 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS.\ 3) LRI INVESTMENTS LLC; 3825 PGA BLVD SUITE 303 PALM BEACH GARDENS, FL 33410; RIA; INVESTMENT RELATED; FINANCIAL ADVISOR; PROVIDE FINANCIAL PLANNING SERVICES AND PORFOLIO INVESTMENT ADVICE; 10/27/2023; 120 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Beth Adler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 4, 2025 - Present

BUCKMAN ADVISORY GROUP LLC

Office #2: 631 Us Highway 1 Suite 401, North Palm Beach, FL 33408

RIA

CRD#: 131688

Grass Valley, CA

Current

August 22, 2025 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 631 Us Highway 1, North Palm Beach, FL 33408

CRD#: 23407

North Palm Beach, FL

Past

April 21, 2023 - July 10, 2025

LRI INVESTMENTS

RIA

CRD#: 323556

PALM BEACH GARDENS, FL

Past

March 27, 2020 - April 1, 2024

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

Palm Beach Gardens, FL

Past

March 5, 2020 - May 30, 2025

M HOLDINGS SECURITIES, INC.

CRD#: 43285

Palm Beach Gardens, FL

Past

October 15, 2010 - July 13, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

BOCA RATON, FL

Past

October 15, 2010 - July 13, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BOCA RATON, FL

Past

October 14, 2010 - July 13, 2018

TD AMERITRADE, INC.

CRD#: 7870

BOCA RATON, FL

Past

July 13, 2007 - March 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MT. LAUREL, NJ

Past

April 4, 2007 - March 15, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MT. LAUREL, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/22/2025)

Florida
(8/22/2025)

IAR

Florida
(11/4/2025)

New Jersey
(8/22/2025)

IAR

New Jersey
(9/4/2025)

Pennsylvania
(8/22/2025)

IAR

Pennsylvania
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2007

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

44 Church Street, Little Silver, NJ 07739

Mailing Address

Phone number

(732) 530-0303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC FORM ADV PART 2A DISCLOSURE BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	834
AUM (Assets Under Management)	$ 236,142,403

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
11/20/2024	Cover Page	Report
03/04/2024	Cover Page	Report
07/05/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wendy B. Adler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wendy Beth Adler's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKMAN, BUCKMAN & REID, INC.

LRI INVESTMENTS

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BUCKMAN ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2007

SIE

Date: 7/13/2018

Series 7

Date: 4/3/2007

FINRA

Nasdaq Stock Market

Current Firm

BUCKMAN ADVISORY GROUP LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCKMAN ADVISORY GROUP LLC

TRUST BUT VERIFY

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