Daniel N. Jones

COOPER/HAIMS ADVISORS

Victor, NY 14564

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CRD#: 5103145

Professional summary

Daniel Norris Jones, CFP®, who also goes by Dan Jones, is a registered financial advisor currently at COOPER/HAIMS ADVISORS, LLC located in Victor, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Norris Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

April 19, 2021 - Present

COOPER/HAIMS ADVISORS, LLC

Office #1: 50 Square Drive Suite 210, Victor, NY 14564

RIA

CRD#: 124122

Victor, NY

Past

November 18, 2015 - November 14, 2018

NIXON PEABODY FINANCIAL ADVISORS LLC

RIA

CRD#: 117232

ROCHESTER, NY

Past

October 17, 2006 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

June 27, 2006 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COOPER/HAIMS ADVISORS, LLC

CRD#: 124122 / SEC#: 801-61599

RIA

Registered Investment Advisory firm - (11/29/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/16/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/26/2006

General Securities Representative Examination

Current Firm

COOPER/HAIMS ADVISORS, LLC

CRD#: 124122 / SEC#: 801-61599

RIA

Registered Investment Advisory firm - (11/29/2002 Approved)

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Contact information

Main Address

50 Square Drive Suite 210, Victor, NY 14564

Mailing Address

Phone number

(585) 248-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COOPER/HAIMS ADVISORS, LLC (7/8/2025)

Regulatory assets under management

Total Number of Accounts	1,501
AUM (Assets Under Management)	$ 939,160,232

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/28/2025	Cover Page	Report
01/29/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel N. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Norris Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

NIXON PEABODY FINANCIAL ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

COOPER/HAIMS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2015

Series 66

Date: 10/16/2006

Series 7

Date: 6/26/2006

Current Firm

COOPER/HAIMS ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COOPER/HAIMS ADVISORS, LLC

TRUST BUT VERIFY

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