AF
Aaron G. Fletcher
BIOS RESEARCH
Woodland Park, CO 80863
Some features on this profile are disabled
CRD#: 5103086
AF
Professional summary
Aaron Glenn Louis Fletcher PHD, who also goes by Aaron Glenn Fletcher, is a registered financial advisor currently at BIOS RESEARCH located in Woodland Park, Colorado and BIOS CAPITAL MANAGEMENT, LP located in Fort Worth, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Aaron has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Glenn Fletcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**DALLAS BAPTIST UNIVERSITY
3000 MOUNTAIN CREEK PARKWAY, DALLAS, TX 75211
START DATE: AUGUST 2008. I AM A VISITING PROFESSOR WHERE I TEACH BIOETHICS FOR PRE-MED AND PRE-PHD STUDENTS FOR A WEEK IN MAY AND SERVE AS A MENTOR AND ADVISER TO THE CELL BIOLOGY AND BIOCHEMISTRY PROFESSORS.**--
**TFF PHARMACEUTICALS, INC.
2600 VIA FORUNTA, SUITE 360, AUSTIN, TX 78746
START DATE: MARCH 2018. I SERVE AS A DIRECTOR FOR THIS COMPANY, SPENDING APPROXIMATELY 5 HOURS PER MONTH, GENERALLY NOT DURING BUSINESS HOURS. TFF IS AN EARLY STAGE BIOPHARMACEUTICAL COMPANY.**--
**CUE PHARMA
21 ERIE STREET, CAMBRIDGE, MA 02139
START DATE: OCTOBER 2019. I SERVE AS A DIRECTOR FOR THIS COMPANY, SPENDING APPROXIMATELY 5 HOURS PER MONTH, GENERALLY NOT DURING BUSINESS HOURS.CUE PHARMA IS A CLINICAL-STAGE BIOPHARMACEUTICAL COMPANY.**--
**SWK HOLDINGS CORPORATION
14755 PRESTON ROAD, SUITE 105, DALLAS, TX 75254
START DATE: SEPTEMBER 2019. I SERVE AS A DIRECTOR FOR THIS COMPANY, SPENDING APPROXIMATELY 5 HOURS PER MONTH, GENERALLY NOT DURING BUSINESS HOURS. SWK IS A HEALTHCARE FINANCE COMPANY PROVIDING CAPITAL TO LIFE SCIENCE COMPANIES, INSTITUTIONS, AND INVENTORS.**--
**BIOS EQUITY PARTNERS, LP; BIOS EQUITY PARTNERS II, LP; AND BIOS EQUITY PARTNERS III, LP
1751 RIVER RUN, SUITE 400, FORT WORTH, TX 76107
START DATE: JULY 2015. I AM A CO-OWNER OF THESE GENERAL PARTNERS TO UNREGISTERED POOLED INVESTMENT VEHICLES THAT MAKE INVESTMENTS IN PRIVATE COMPANIES IN THE HEALTHCARE SECTOR. BIOS CAPITAL MANAGEMENT, LP IS THE GENERAL PARTNER OF THESE ENTITIES. I SPEND APPROXIMATELY 25 HOURS PER MONTH ON THESE ENTITIES COMBINED.**--
**BIOS CAPITAL MANAGEMENT, LP
1751 RIVER RUN, SUITE 400, FORT WORTH, TX 76107
START DATE: JULY 2014. I AM MANAGING MEMBER OF THIS SEC-REGISTERED INVESTMENT ADVISER THAT SPONSORS UNREGISTERED POOLED INVESTMENT VEHICLES THAT MAKE INVESTMENTS IN PRIVATE COMPANIES IN THE HEALTHCARE SECTOR. TIME SPENT ON THIS ENTITY IS LESS THAN 10 HOURS PER MONTH.**--
**MY SERVICE ON TARGET PRIVATE COMPANY BOARDS OF DIRECTORS ASSOCIATED WITH THE PRIVATE FUND ACTIVITIES DISCLOSED ABOVE (BIOS CAPITAL MANAGEMENT, LP AND ITS GENERAL PARTNER AFFILIATED ENTITIES) ARE NOT LISTED BY NAME HEREIN, AS THE LIST IS DYNAMIC BASED ON THE ACQUISITION AND SALE OF PORTFOLIO COMPANIES. TIME SPENT ON MATTERS RELATED TO BOARD SERVICE FOR THESE COMPANIES IS LESS THAN 10 HOURS PER MONTH.**
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Glenn Louis Fletcher PHD's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2012 - Present
BIOS RESEARCH
Office #1: 321 W Henrietta Ave Ste. D, Woodland Park, CO 80863RIA
CRD#: 163720
Woodland Park, CO
Current
November 6, 2019 - Present
BIOS CAPITAL MANAGEMENT, LP
Office #1: 1751 River Run Suite 400, Fort Worth, TX 76107RIA
CRD#: 298955
Fort Worth, TX
Past
August 8, 2007 - December 19, 2008
LORENTE FLETCHER, LLC
RIA
CRD#: 143697
CARROLLTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BIOS CAPITAL MANAGEMENT, LP
BIOS CAPITAL MANAGEMENT, LP
CRD#: 298955 / SEC#: 801-117544
RIA
Registered Investment Advisory firm - (10/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/7/2017)
IAR
Texas(6/14/2012)
IAR
Texas(11/6/2019)
Current Firm
BC
BIOS CAPITAL MANAGEMENT, LP
BIOS CAPITAL MANAGEMENT, LP
CRD#: 298955 / SEC#: 801-117544
RIA
Registered Investment Advisory firm - (10/24/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1751 River Run Suite 400, Fort Worth, TX 76107
Mailing Address
Phone number
(817) 984-9197
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 272,018,507 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 9/26/2019 |
| Colorado | ERA - Withdrawn | 9/26/2019 |
| Texas | ERA - Withdrawn | 9/26/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BIOS CAPITAL MANAGEMENT, LP
CRD#: 298955Woodland Park, CO 80863TRUST BUT VERIFY
Monitor Aaron Fletcher
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
