Karyn M. Wikoff

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CRD#: 5103031

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karyn Michelle Wikoff, who also goes by Karen Michelle Beiseker, Karyn Michelle Beiseker, was a registered financial professional .

Karyn is a previously registered financial professional and started their career in finance in 2006. Karyn had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Karen Michelle Beiseker | Karyn Michelle Beiseker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 3, 2013 - April 17, 2025

TRINITY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 143097

ONTARIO, CA

Past

August 16, 2010 - September 23, 2013

TRINITY FINANCIAL PARTNERS

RIA

CRD#: 136969

ONTARIO, CA

Past

August 13, 2008 - December 31, 2008

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LAS VEGAS, NV

Past

August 13, 2008 - November 17, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ONTARIO, CA

Past

January 10, 2008 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

RIA

CRD#: 14068

ONTARIO, CA

Past

January 10, 2008 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

ONTARIO, CA

Past

May 24, 2006 - December 12, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ONTARIO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA

Registered Investment Advisory firm - (2/23/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/23/2006

General Securities Representative Examination

Current Firm

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA

Registered Investment Advisory firm - (2/23/2007 Approved)

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Contact information

Main Address

607 De La Vista Ave., Santa Barbara, CA 93103

Mailing Address

Phone number

(805) 963-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A - 02/2026 (2/20/2026)

Regulatory assets under management

Total Number of Accounts	954
AUM (Assets Under Management)	$ 556,811,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Karyn M. Wikoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRINITY CAPITAL MANAGEMENT, LLC

TRINITY FINANCIAL PARTNERS

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

PENSION PLANNERS SECURITIES, INC.

PENSION PLANNERS SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TRINITY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2007

Series 7

Date: 5/23/2006

Current Firm

TRINITY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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