Abbey E. Brennan

ACUTE INVESTMENT ADVISORY

Mesa, AZ 85206

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CRD#: 5102728

Professional summary

Abbey Elizabeth Brennan, who also goes by Abbey E Herr, Abbey Elizabeth Herr, is a registered financial advisor currently at ACUTE INVESTMENT ADVISORY located in Mesa, Arizona.

Abbey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Abbey has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Abbey E Herr | Abbey Elizabeth Herr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INACTIVE REAL ESTATE LINCENSE IN THE STATE OF ARIZONA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abbey Elizabeth Brennan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2016 - Present

ACUTE INVESTMENT ADVISORY

Office #1: 4856 East Baseline Road Suite 104, Mesa, AZ 85206

RIA

CRD#: 170368

Mesa, AZ

Past

November 21, 2011 - September 17, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MESA, AZ

Past

July 19, 2011 - September 17, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MESA, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACUTE INVESTMENT ADVISORY

ACUTE INVESTMENT ADVISORY | ACUTE INVESTMENT ADVISORY, LLC

CRD#: 170368 / SEC#: 801-126000

RIA

Registered Investment Advisory firm - (7/1/2022 Approved)

Arizona

Registered Investment Advisory firm - (8/23/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (8/30/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2011

General Securities Representative Examination

Current Firm

ACUTE INVESTMENT ADVISORY

ACUTE INVESTMENT ADVISORY | ACUTE INVESTMENT ADVISORY, LLC

CRD#: 170368 / SEC#: 801-126000

RIA

Registered Investment Advisory firm - (7/1/2022 Approved)

Arizona

Registered Investment Advisory firm - (8/23/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (8/30/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2022 Terminated)

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Contact information

Main Address

4856 East Baseline Road Suite 104, Mesa, AZ 85206

Mailing Address

Phone number

(480) 620-6907

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACUTE INVESTMENT ADVISORY FORM ADV PART 2A AND 2B (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,510
AUM (Assets Under Management)	$ 200,340,217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Abbey E. Brennan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abbey Elizabeth Brennan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACUTE INVESTMENT ADVISORY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ACUTE INVESTMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2011

SIE

Date: 9/17/2015

Series 7

Date: 7/18/2011

Current Firm

ACUTE INVESTMENT ADVISORY

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACUTE INVESTMENT ADVISORY

TRUST BUT VERIFY

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