Anthony J. Conde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony John Conde, who also goes by Anthony John Conde Jr, Anthony Conde, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2006. Anthony had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - October 25, 2013
MARTINEZ-AYME SECURITIES
December 15, 2011 - October 29, 2012
VTRADER PRO, LLC
August 19, 2010 - March 4, 2011
RAVEN SECURITIES CORP.
July 8, 2008 - August 19, 2010
MULTITRADE SECURITIES LLC
June 6, 2008 - August 17, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
October 16, 2006 - June 10, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/5/2007
Limited Representative-Equity Trader ExamCurrent Firm
MARTINEZ-AYME SECURITIES
CRD#: 109838 / SEC#: , 8-53108
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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