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MC

Michelle L. Cannan

MODERN WEALTH MANAGEMENT
Rochester, NY 14604
Some features on this profile are disabled
CRD#: 5102334
MC

Professional summary

Michelle Lyn Cannan, who also goes by Michelle Lyn Ross, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Rochester, New York.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michelle has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle Lyn Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/7/2020 - BIA Consulting, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/31/2019 - 160 Hours Per Month/6 Hours During Securities Trading. 2. 1/7/2020 - Modern Wealth Business - Non-Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Member - Start Date: 10/2017 - less than 5 Hours Per Month during securities trading hours. 0 hours per month outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Lyn Cannan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 29, 2024 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: One Bausch & Lomb Place Suite 920, Rochester, NY 14604
RIA
CRD#: 324624
Rochester, NY
Past

August 3, 2021 - March 13, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
ROCHESTER, NY
Past

September 18, 2018 - March 13, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
ROCHESTER, NY
Past

October 4, 2017 - September 19, 2018

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
ROCHESTER, NY
Past

February 27, 2013 - October 2, 2017

DONEGAL SECURITIES, INC.

BD
CRD#: 128447
WELLESLEY, MA
Past

March 7, 2006 - September 20, 2012

DONEGAL SECURITIES, INC.

BD
CRD#: 128447
WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/29/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/21/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/6/2006
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information

Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts18,823
AUM (Assets Under Management)$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Rochester, NY 14604

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