MN
Matthew R. Nugent
CHELSEA ADVISORY SERVICES,
Staten Island, NY 10307
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CRD#: 5101861
MN
Professional summary
Matthew Robert Nugent, CFP® is a registered financial advisor currently at CHELSEA ADVISORY SERVICES, INC located in Staten Island, New York and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Palermo Insurance Agency 45 Page Avenue, Staten Island, NY 10309 - Fixed Life Insurance and Fixed Annuity Sales -30 Hours per Week- Not Securities Related
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Robert Nugent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 17, 2016 - Present
CHELSEA ADVISORY SERVICES, INC
Office #1: 242 Main Street, Staten Island, NY 10307RIA
CRD#: 150791
Staten Island, NY
Current
February 2, 2016 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307Office #2: 45 Page Avenue, Staten Island, NY 10307BD
CRD#: 47770
Staten Island, NY
Past
April 24, 2013 - February 17, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
STATEN ISLAND, NY
Past
March 15, 2013 - February 17, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
STATEN ISLAND, NY
Past
February 20, 2013 - March 18, 2013
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
STATEN ISLAND, NY
Past
July 14, 2006 - March 18, 2013
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
STATEN ISLAND, NY
Past
March 9, 2006 - May 9, 2006
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
RIA
Registered Investment Advisory firm - (1/19/2018 Approved)California
Registered Investment Advisory firm - (2/23/2018 Terminated)Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (1/24/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/16/2018)
RR
Illinois(4/20/2017)
RR
New Jersey(2/2/2016)
IAR
New Jersey(5/17/2016)
RR
New York(2/2/2016)
IAR
New York(7/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CHELSEA ADVISORY SERVICES, INC
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791 / SEC#: 801-112349
RIA
Registered Investment Advisory firm - (1/19/2018 Approved)California
Registered Investment Advisory firm - (2/23/2018 Terminated)Connecticut
Registered Investment Advisory firm - (1/25/2018 Terminated)Georgia
Registered Investment Advisory firm - (3/29/2018 Terminated)Nevada
Registered Investment Advisory firm - (2/28/2018 Terminated)New Jersey
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (1/24/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (1/25/2018 Terminated)South Carolina
Registered Investment Advisory firm - (1/24/2018 Terminated)Texas
Registered Investment Advisory firm - (1/24/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
Phone number
(718) 967-8400
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 126,883,334 |
Red Flags
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Company Information
CHELSEA ADVISORY SERVICES, INC
CRD#: 150791Staten Island, NY 10307TRUST BUT VERIFY
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