EL
Erik T. Lentz
CORNERSTONE ADVISORS ASSET MANAGEMENT
Bethlehem, PA 18018
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CRD#: 5101732
EL
Professional summary
Erik Travis Lentz, AIF® is a registered financial advisor currently at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC located in Bethlehem, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Bethlehem, Pennsylvania.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Erik has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) M Holdings Securities, Inc.; Portland, OR; Broker Dealer; Investment-Related; Registered Representative; duties include Client Service; started 7/5/2016; 5% of time; 5% of time during trading hours (2) Cornerstone Institutional Investors, LLC; Bethlehem, PA; Insurance Agency; Investment-Related; Client Service; started 7/5/2016; 5% of time; 5% of time during trading hours (3) Cornerstone Advisors Asset Management, LLC; Bethlehem, PA; Investment Advisor; Investment-Related; Client Service; started 7/5/2016; 90% of time; 90% of time during trading hours (4) Cornerstone Benefits, Inc. is the parent company of Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC. (5) The Baum School of Art; 510 Linden St Allentown, PA 18101; Art School; Investment Related; board member; Attending board meetings and member of committees; 06/01/2023; 3 hours per month; 1 hour per month during trading hours. 6) The Baum School of Art; 510 Linden St Allentown, PA 18101; Art School; Investment Related; Treasurer; Assist in the review of the annual budget, annual audit, and quarterly investment reports. 05/1/2024; 3 hours per month; 1 hour per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Travis Lentz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 15, 2017 - Present
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
Office #1: 74 West Broad Street, Suite 340, Bethlehem, PA 18018RIA
CRD#: 138638
Bethlehem, PA
Current
July 18, 2016 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018RIA
BD
CRD#: 43285
Bethlehem, PA
Past
June 16, 2017 - December 31, 2017
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
RIA
CRD#: 44664
BETHLEHEM, PA
Past
March 31, 2015 - July 6, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 2, 2010 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 8, 2007 - June 25, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MIDVALE, UT
Past
February 7, 2007 - June 25, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MIDVALE, UT
Past
December 15, 2006 - February 7, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MIDVALE, UT
Past
December 15, 2006 - February 7, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MIDVALE, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.
CRD#: 138638 / SEC#: 801-65091
RIA
Registered Investment Advisory firm - (1/4/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(6/9/2017)
IAR
Pennsylvania(6/15/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.
CRD#: 138638 / SEC#: 801-65091
RIA
Registered Investment Advisory firm - (1/4/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
74 West Broad Street, Suite 340, Bethlehem, PA 18018
Mailing Address
Phone number
(610) 694-0900
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,841 |
| AUM (Assets Under Management) | $ 8,299,028,636 |
Red Flags
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Company Information
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CRD#: 138638Bethlehem, PA 18018TRUST BUT VERIFY
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