MM
Michael A. Mcglinsky
FIRST CITIZENS INVESTOR SERVICES
Boone, NC 28607
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CRD#: 5101647
MM
Professional summary
Michael Alfred Mcglinsky, CFP®, ChFC®, who also goes by Michael Alfred Mcglinsky, Michael Mcglinsky, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Boone, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Alfred Mcglinsky | Michael Mcglinsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE FLOYD GROUP POSITION: guest Speaker NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2023 ADDRESS: 222 Harper Ave NW, Ste B, Lenoir NC 28645, United States DESCRIPTION: Speak on occasion on non finance topics like Social Security or Long Term Care using approved materials by Prudential when applicable.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alfred Mcglinsky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Alfred Mcglinsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 2, 2025 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 540 Highway 105 Ext, Boone, NC 28607RIA
BD
CRD#: 44430
Boone, NC
Current
April 2, 2025 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 540 Highway 105 Ext, Boone, NC 28607RIA
BD
CRD#: 44430
Boone, NC
Past
July 5, 2024 - April 3, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Troutman, NC
Past
July 5, 2024 - April 3, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Troutman, NC
Past
September 1, 2023 - July 3, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
LENOIR, NC
Past
September 1, 2023 - July 3, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
LENOIR, NC
Past
August 5, 2009 - September 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
HICKORY, NC
Past
September 22, 2006 - August 30, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
HICKORY, NC
Past
March 9, 2006 - September 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
HICKORY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/2/2025)
IAR
North Carolina(4/2/2025)
RR
North Carolina(4/7/2025)
RR
South Carolina(4/2/2025)
RR
Tennessee(5/30/2025)
RR
Virginia(4/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
