RD
Rory J. Davan
INVESCO MANAGED ACCOUNTS
Ridgewood, NJ
Some features on this profile are disabled
CRD#: 5101611
RD
Professional summary
Rory James Davan, who also goes by Rory J Davan, Rory Davan, is a registered financial advisor currently at INVESCO MANAGED ACCOUNTS, LLC located in Ridgewood, New Jersey and INVESCO DISTRIBUTORS, INC. located in Franklin, Massachusetts.
Rory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Rory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rory J Davan | Rory Davan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rory James Davan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2021 - Present
INVESCO MANAGED ACCOUNTS, LLC
RIA
CRD#: 154461
Ridgewood, NJ
Current
March 15, 2021 - Present
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
Franklin, MA
Past
January 1, 2010 - March 8, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
January 1, 2010 - March 8, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
July 30, 2008 - January 1, 2010
UBS INTERNATIONAL INC.
RIA
CRD#: 107726
NEW YORK, NY
Past
March 27, 2006 - January 1, 2010
UBS INTERNATIONAL INC.
BD
CRD#: 107726
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IM
INVESCO MANAGED ACCOUNTS, LLC
INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 154461 / SEC#: 801-61716
RIA
Registered Investment Advisory firm - (1/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/15/2021)
IAR
Alabama(5/25/2023)
RR
Alaska(3/15/2021)
IAR
Alaska(6/7/2023)
RR
Arizona(3/15/2021)
IAR
Arizona(5/25/2023)
RR
Arkansas(3/15/2021)
IAR
Arkansas(6/1/2023)
RR
California(3/15/2021)
IAR
California(5/25/2023)
RR
Colorado(3/15/2021)
IAR
Colorado(5/24/2023)
RR
Connecticut(3/15/2021)
IAR
Connecticut(5/25/2023)
RR
Delaware(3/15/2021)
IAR
Delaware(6/2/2023)
RR
District of Columbia(3/15/2021)
IAR
District of Columbia(6/9/2023)
RR
Florida(3/15/2021)
IAR
Florida(6/8/2023)
RR
Georgia(3/15/2021)
IAR
Georgia(5/26/2023)
RR
Hawaii(3/15/2021)
IAR
Hawaii(5/25/2023)
RR
Idaho(3/15/2021)
IAR
Idaho(5/31/2023)
RR
Illinois(3/15/2021)
IAR
Illinois(6/2/2023)
RR
Indiana(3/15/2021)
IAR
Indiana(5/30/2023)
RR
Iowa(3/15/2021)
IAR
Iowa(5/25/2023)
RR
Kansas(3/15/2021)
IAR
Kansas(5/25/2023)
RR
Kentucky(3/15/2021)
IAR
Kentucky(5/25/2023)
RR
Louisiana(3/15/2021)
IAR
Louisiana(5/26/2023)
RR
Maine(3/15/2021)
IAR
Maine(5/25/2023)
RR
Maryland(3/15/2021)
IAR
Maryland(5/24/2023)
RR
Massachusetts(3/15/2021)
IAR
Massachusetts(6/7/2023)
RR
Michigan(3/15/2021)
IAR
Michigan(5/26/2023)
RR
Minnesota(3/15/2021)
IAR
Minnesota(5/30/2023)
RR
Mississippi(3/15/2021)
IAR
Mississippi(5/30/2023)
RR
Missouri(3/15/2021)
IAR
Missouri(5/25/2023)
RR
Montana(3/15/2021)
IAR
Montana(5/25/2023)
RR
Nebraska(3/15/2021)
IAR
Nebraska(5/26/2023)
RR
Nevada(3/15/2021)
IAR
Nevada(5/30/2023)
RR
New Hampshire(3/15/2021)
IAR
New Hampshire(5/25/2023)
RR
New Jersey(3/15/2021)
IAR
New Jersey(3/16/2021)
RR
New Mexico(3/15/2021)
IAR
New Mexico(5/25/2023)
RR
New York(3/15/2021)
IAR
New York(5/24/2023)
RR
North Carolina(3/15/2021)
IAR
North Carolina(6/1/2023)
RR
North Dakota(3/15/2021)
IAR
North Dakota(5/30/2023)
RR
Ohio(3/15/2021)
IAR
Ohio(5/25/2023)
RR
Oklahoma(3/15/2021)
IAR
Oklahoma(6/6/2023)
IAR
Oregon(5/28/2023)
RR
Pennsylvania(3/15/2021)
IAR
Pennsylvania(5/25/2023)
RR
Puerto Rico(3/15/2021)
IAR
Puerto Rico(6/6/2023)
RR
Rhode Island(3/15/2021)
IAR
Rhode Island(5/25/2023)
RR
South Carolina(3/15/2021)
IAR
South Carolina(5/26/2023)
RR
South Dakota(3/15/2021)
IAR
South Dakota(5/30/2023)
RR
Tennessee(3/15/2021)
RR
Texas(3/15/2021)
IAR
Texas(5/25/2023)
RR
Utah(3/15/2021)
IAR
Utah(5/25/2023)
RR
Vermont(3/15/2021)
IAR
Vermont(5/25/2023)
RR
Virgin Islands(3/15/2021)
IAR
Virgin Islands(5/25/2023)
RR
Virginia(3/15/2021)
IAR
Virginia(5/25/2023)
RR
Washington(3/15/2021)
IAR
Washington(3/16/2021)
RR
West Virginia(3/15/2021)
IAR
West Virginia(5/26/2023)
RR
Wisconsin(3/15/2021)
IAR
Wisconsin(5/25/2023)
RR
Wyoming(3/15/2021)
IAR
Wyoming(5/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IM
INVESCO MANAGED ACCOUNTS, LLC
INVESCO MANAGED ACCOUNTS, LLC | SNW ASSET MANAGEMENT, LLC | SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 154461 / SEC#: 801-61716
RIA
Registered Investment Advisory firm - (1/28/2003 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2001 Sixth Ave. Suite 2310, Seattle, WA 98121
Mailing Address
Phone number
+1 (866) 769-2773
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,544 |
| AUM (Assets Under Management) | $ 24,606,305,138 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
