Alanna Maggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alanna Maggio, who also goes by Alanna M Maggio, Alanna Marie Maggio, was a registered financial professional .
Alanna is a previously registered financial professional and started their career in finance in 2007. Alanna had worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2008 - August 5, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
July 16, 2008 - October 11, 2021
MORGAN STANLEY DISTRIBUTION, INC.
January 31, 2007 - July 7, 2008
BURNHAM SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/16/2024
General Securities Representative ExaminationSeries 11
Date: 1/26/2007
Assistant Representative-Order Processing Qualification ExamCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
