AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BM

Brendan M. Mccurdy

ARES WEALTH MANAGEMENT SOLUTIONS
Denver, CO 80202
Some features on this profile are disabled
CRD#: 5101124
BM

Professional summary

Brendan M Mccurdy, who also goes by Brendan Michael Mc Curdy, Brendan Michael Mccurdy, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 2006. Brendan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brendan Michael Mc Curdy | Brendan Michael Mccurdy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan M Mccurdy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2022 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 1200 17th Street Suite #2900, Denver, CO 80202
BD
CRD#: 119546
Denver, CO
Past

April 20, 2009 - July 9, 2020

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

March 10, 2008 - March 9, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

June 30, 2006 - December 19, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CHICAGO, IL
Past

June 21, 2006 - December 19, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/30/2022)
RR
Alaska
(3/30/2022)
RR
Arizona
(3/30/2022)
RR
Arkansas
(3/30/2022)
RR
California
(3/30/2022)
RR
Colorado
(3/30/2022)
RR
Connecticut
(3/30/2022)
RR
Delaware
(3/30/2022)
RR
District of Columbia
(3/30/2022)
RR
Florida
(3/30/2022)
RR
Georgia
(3/30/2022)
RR
Hawaii
(3/30/2022)
RR
Idaho
(3/30/2022)
RR
Illinois
(3/30/2022)
RR
Indiana
(3/30/2022)
RR
Iowa
(3/30/2022)
RR
Kansas
(3/30/2022)
RR
Kentucky
(3/30/2022)
RR
Louisiana
(3/30/2022)
RR
Maine
(3/30/2022)
RR
Maryland
(3/30/2022)
RR
Massachusetts
(3/30/2022)
RR
Michigan
(3/30/2022)
RR
Minnesota
(3/30/2022)
RR
Mississippi
(3/30/2022)
RR
Missouri
(3/30/2022)
RR
Montana
(3/30/2022)
RR
Nebraska
(3/30/2022)
RR
Nevada
(3/30/2022)
RR
New Hampshire
(3/30/2022)
RR
New Jersey
(3/30/2022)
RR
New Mexico
(3/30/2022)
RR
New York
(3/30/2022)
RR
North Carolina
(3/30/2022)
RR
North Dakota
(3/30/2022)
RR
Ohio
(3/30/2022)
RR
Oklahoma
(3/30/2022)
RR
Oregon
(3/30/2022)
RR
Pennsylvania
(3/30/2022)
RR
Puerto Rico
(3/30/2022)
RR
Rhode Island
(3/30/2022)
RR
South Carolina
(3/30/2022)
RR
South Dakota
(3/30/2022)
RR
Tennessee
(3/30/2022)
RR
Texas
(3/30/2022)
RR
Utah
(3/30/2022)
RR
Vermont
(3/30/2022)
RR
Virgin Islands
(3/30/2022)
RR
Virginia
(3/30/2022)
RR
Washington
(3/30/2022)
RR
West Virginia
(3/30/2022)
RR
Wisconsin
(3/30/2022)
RR
Wyoming
(3/30/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/29/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1200 17th Street Suite #2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite #2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Colorado since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER
ADAMSON, CHRISTINA CARSONDESIGNATED PRINCIPAL / CO-CEO5372006
GALLIGAN, CASEY DDESIGNATED PRINCIPAL / CO-CEO4022954
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546Denver, CO 80202

TRUST BUT VERIFY

Monitor Brendan Mccurdy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Craig Stuart Johlfs
Craig JohlfsAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Greenwood Village, CO
Ralph Milburn Jones JR
Ralph JonesAdvisorCheck Check Mark
OPPENHEIMER & CO. INC.
IAR
RR
Denver, CO
Lorie Chantelle Jones
Lorie JonesAdvisorCheck Check Mark
TANDEM FINANCIAL, LLC
IAR
GREENWOOD VILLAGE, CO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics