Matthew R. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ross Alexander, who also goes by Matt Ross Alexander, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2010 - April 17, 2013
GULF SOUTH SECURITIES, INC
July 14, 2009 - December 20, 2010
CAPWEST SECURITIES, INC.
February 27, 2006 - March 3, 2008
EMPIRE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GULF SOUTH SECURITIES, INC
CRD#: 149899 / SEC#: , 8-68200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULF SOUTH HOLDING, INC. | SHAREHOLDER | |
| BEATON, DANIEL STEWART | FINOP AND CFO | 4240769 |
| FLANAGAN, TIMOTHY JOHN | DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
