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DV

Donald T. Vieth

QUINCY WELLS CAPITAL
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5100754
DV

Professional summary

Donald Troy Vieth, who also goes by Troy VIeth, D. Troy Vieth, is a registered financial professional currently at QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Donald is registered as a RR (Registered Representative) and started their career in finance in 2006. Donald has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Troy Vieth | D. Troy Vieth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Troy Vieth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

March 31, 2026 - March 31, 2026

QUINCY WELLS ADVISORS, LLC

RIA
CRD#: 307477
CHICAGO, IL
Past

January 9, 2025 - March 26, 2026

QUINCY WELLS ADVISORS, LLC

RIA
CRD#: 307477
Eldon, MO
Past

January 6, 2025 - March 26, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Fayette, AL
Past

July 15, 2020 - January 16, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
SCOTTSDALE, AZ
Past

July 15, 2020 - January 16, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCOTTSDALE, AZ
Past

March 24, 2017 - July 20, 2020

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 144426
ELDON, MO
Past

March 2, 2017 - July 20, 2020

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ELDON, MO
Past

January 12, 2017 - February 24, 2017

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
Eldon, MO
Past

April 18, 2006 - December 6, 2016

EDWARD JONES

BD
CRD#: 250
ELDON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/26/2026)
RR
Ohio
(3/26/2026)
RR
Texas
(3/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/13/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/9/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 09/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
NEPPEL, JOHN PAULPRESIDENT5008476
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS CAPITAL, LLC

CRD#: 334163Chicago, IL 60606

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