Craig S. Mcqueen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Stewart Mcqueen, CIMA®, who also goes by Craig Mcqueen, Craig S Mcqueen, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2006. Craig had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2024 - October 22, 2025
FORESIDE FINANCIAL SERVICES, LLC
January 20, 2017 - August 19, 2024
CAVANAL HILL DISTRIBUTORS, INC,
April 1, 2014 - August 19, 2024
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
March 31, 2014 - March 6, 2015
BOK FINANCIAL SECURITIES, INC.
December 2, 2013 - December 19, 2016
BOK FINANCIAL SECURITIES, INC.
February 4, 2008 - November 13, 2013
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
March 17, 2006 - December 19, 2007
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
